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Showing 22 to 31 of 6317 search results for register.

  1. Securities Financing Transactions Regulation (SFTR)

    Markets Markets policy Published: 11/03/2020 Last modified: 03/08/2020
    The Securities Financing Transactions Regulation (SFTR) introduces requirements to improve transparency and monitor the risks associated with the securities financing transactions market.
  2. Registered societies: an introduction

    Tasks for regulated firms Published: 12/05/2015 Last modified: 02/10/2019
    Registered societies (co-operative societies, community benefit societies, and former industrial and provident societies), how to register, reporting requirements and how to change a society’s rules and details.
  3. Register of Small Registered UK AIFMs [pdf]

    Systems information Published: 28/05/2020 Last modified: 09/06/2020
    Register of Small Registered AIFMs
  4. Fake Financial Services Register link

    Statements Published: 11/06/2020 Last modified: 12/06/2020
    We are aware that there has been an attempt to reproduce our Financial Services Register on a non-FCA website.
  5. Regulated Covered Bonds Register

    Firms Registers and systems Published: 13/05/2016 Last modified: 21/10/2019
    The Regulated Covered Bonds Register is a public record of all regulated covered bond issuers and regulated covered bonds.
  6. EMIR

    Markets Markets policy Published: 24/05/2016 Last modified: 23/06/2020
    Find out more about the European Market Infrastructure Regulation on derivatives, central counterparties and trade repositories (EMIR), which imposes requirements to improve transparency and reduce the risks associated with the derivatives market.
  7. Passporting

    Tasks for regulated firms Published: 06/05/2015 Last modified: 18/02/2020
    Passporting allows firms to be established in other European Economic Areas (EEA) and perform permitted activities. Learn how to apply for a passport (for EEA or non-EEA states) and fees involved.
  8. Trade repositories

    Focus areas Published: 07/01/2019 Last modified: 25/06/2020
    Any TR wishing to offer its services in the UK after 31 December 2020 will need to be registered with, or recognised by the FCA.
  9. Coronavirus (Covid-19)

    Last modified: 06/08/2020
    Information for firms and consumers on the Coronavirus (Covid-19)
  10. FCA explains: How to register for Gabriel

    Media centre Last modified: 13/11/2019
    FCA explains: How to register for Gabriel. Gabriel is our online system for regulatory returns.