Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 61 to 70 of 1993 search results for register yourself as a reporting person.

  1. Whistleblowing: Speaking to the FCA

    Firms Published: 21/10/2020 Last modified: 01/02/2024
    If you think a firm or individual is involved in wrongdoing within an area we regulate, and you want to report it confidentially, contact the FCA's Whistleblowing team.
  2. Where to submit your returns

    Registers and systems Published: 08/05/2016 Last modified: 03/01/2019
    Read our guide for firms to use when submitting notifications to the appropriate regulator.
  3. Safe custody services firm review findings

    Multi-firm reviews Published: 10/08/2016 Last modified: 18/05/2017
    Read what we found during our series of visits in 2010 to the known providers of safe custody services in the UK, what we would expect to see if we conducted a set of similar visits again in the future, and some examples of good and poor practice
  4. alexanderdarlow.com (Clone of FCA authorised firm)

    Warnings Published: 01/09/2022 Last modified: 01/09/2022
    alexanderdarlow.com (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how
  5. Take our pensions scam quiz

    Scams Published: 05/08/2019 Last modified: 10/05/2023
    Take our quiz to see if you can spot a pensions scam.
  6. Brexit: the FCA confirms final rules for firms

    Press Releases Published: 29/03/2019 Last modified: 29/03/2019
    The Financial Conduct Authority (FCA) has today published its final instruments and guidance that will apply in the event the UK leaves the EU without a deal or an implementation period.
  7. Finance Ever

    Warnings Published: 23/09/2020 Last modified: 23/09/2020
    Finance Ever is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  8. Annual returns and accounts: mutual societies

    Tasks for firms Published: 10/05/2015 Last modified: 03/04/2024
    How to submit your annual returns and accounts to the Financial Conduct Authority or the Prudential Regulation Authority.
  9. Whistleblowing in practice: Case studies

    Firms Published: 21/10/2020 Last modified: 01/02/2024
    Are you thinking about blowing the whistle on wrongdoing? Find out how whistleblowing can help the FCA to act and how the FCA protects other firms.
  10. Crowdfunding

    Consumers Published: 18/04/2016 Last modified: 19/08/2021
    Find out how crowdfunding works, some of the benefits and risks, and our view on this type of investment opportunity.