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Information on investigations opened under the Senior Managers' Regime - June 2022
The FCA provides information on investigations opened under the Senior Managers' Regime. -
Partial amendment to rules form [docx]
Mutual societies form. Use this to register a partial rule change for a society registered under the Friendly Societies Act 1974 -
2017 Disclosure Log
The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2017. -
Personal data and mutuals registration
How and why the FCA uses personal data that is collected for mutuals registration. -
Complete amendment of rules form [docx]
Mutual societies form. Use this to register a complete rule change for a society registered under the Friendly Societies Act 1974. -
Silverbird Global Limited (SGL) enters special administration
On 13 March 2024, Silverbird Global Limited entered special administration. FRP Advisory Trading Limited are administrators. -
Electronic money institution applicants
Find out what conditions you must meet to become an e-money institution, and what to include in your application to be authorised by or registered with the FCA. -
Consumer protection in the listing regime
We recognised that a significant number of listed companies have large shareholders on their registers, and that the overwhelming majority of them are governed very effectively. ... Under this model the listing authority largely (although not exclusively) -
FCA launches enhanced Financial Services Register to protect consumers
The FCA has today launched its updated Financial Services (FS) Register – including a simpler design and clearer language. -
Aston Forex / Aston Markets
We (the Financial Conduct Authority – FCA) have published this statement today in order to warn investors against dealing with unauthorised firms.