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Showing 11 to 20 of 3139 search results for register on Connect.

  1. Financial Services Register

    Registers and systems Published: 28/04/2016 Last modified: 02/02/2021
    The Financial Services Register is a public record of firms, individuals and other bodies that are PRA and/or FCA authorised. Search the register to find out if a firm is registered.
  2. Contact us

    Last modified: 26/02/2021
    If you have a query, comment or complaint about the FCA you can contact us by web chat, email or phone.
  3. UK AIFMs

    Markets Published: 08/06/2016 Last modified: 15/02/2021
    If you are an Alternative Investment Fund Manager (AIFM) you must be authorised (full-scope AIFM) or registered if you manage Alternative Investment Funds (AIFs) with assets under management below certain thresholds. Sub-threshold AIFMs may not
  4. Help: Connect

    Registers and systems Published: 04/05/2016 Last modified: 09/08/2019
    Explore our resources for registering for, and using, Connect.
  5. Connect Finances

    Warnings Published: 01/10/2020 Last modified: 01/10/2020
    Connect Finances is not authorised or registered by the FCA. Find out why and how to protect yourself from scammers.
  6. Directory of certified and assessed persons

    Tasks for regulated firms Published: 05/09/2019 Last modified: 26/02/2021
    Under the Senior Managers and Certification Regime (SM&CR), we will publish and maintain a directory of certified and assessed persons on the Financial Services Register, so consumers and professionals can check the details of key individuals
  7. Appointed Representatives help: Connect

    Registers and systems Published: 04/05/2016 Last modified: 04/12/2018
    Points you should review before completing an Appointed Representative’s application.
  8. Credit unions

    Tasks for regulated firms Published: 12/05/2015 Last modified: 03/02/2021
    Find out about credit unions: how to register and become authorised, reporting rules, yearly fees and how to change your society’s details.
  9. Cryptoassets: AML/CTF regime: Register with the FCA

    Tasks for regulated firms Last modified: 11/01/2021
    From 10 January 2020, the FCA will be the anti-money laundering and counter terrorist financing (AML/CTF) supervisor of UK cryptoassets businesses under the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer)
  10. UK EMIR

    Markets Markets policy Published: 24/05/2016 Last modified: 04/01/2021
    Find out more about the European Market Infrastructure Regulation on derivatives, central counterparties and trade repositories (EMIR), which imposes requirements to improve transparency and reduce the risks associated with the derivatives market.