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Showing 121 to 130 of 484 search results for register for Connect to update.

121. Fixed Rate News / Fixed Rate Connect

     Warnings Published: 24/06/2020 Last modified: 24/06/2020
     Fixed Rate News / Fixed Rate Connect is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

122. Waivers and modifications by consent

     Tasks for firms Published: 07/05/2015 Last modified: 03/05/2024
     We provide a number of waivers and modifications by consent for different firms. Learn more about each one and the types of firm that are eligible.

123. List of industry guidance

     Tasks for regulated firms Published: 05/08/2015 Last modified: 08/02/2023
     FCA list of industry guidance

124. Principals and appointed representatives

     Tasks for firms Firms Published: 09/05/2015 Last modified: 24/04/2024
     If you’re a principal firm for an appointed representative (AR), find out what your responsibilities are and when to notify the FCA.

125. Passporting between the UK and Gibraltar

     Firms Published: 12/01/2023 Last modified: 11/12/2023
     Passporting is no longer available except for firms that wish to passport between the UK and Gibraltar until 31 December 2023. Find out more.

126. Wholesale brokers

     Firm authorisation Published: 05/07/2023 Last modified: 18/10/2023
     Find out what permissions you'll need to apply to the FCA for authorisation, how much you'll need to pay and what the FCA expects to see in your application.

127. Cancelling an authorisation or registration

     Firm authorisation Published: 08/08/2017 Last modified: 03/08/2023
     You need to apply to the FCA to cancel your authorisation or registration. Find out how to submit your application.

128. How we calculate annual fees

     Tasks for firms Published: 09/05/2015 Last modified: 14/08/2023
     Find out what the FCA considers when calculating your annual fee, and read about fee blocks, extra fees and thresholds.

129. Client Money and Assets

     Tasks for regulated firms Published: 11/05/2015 Last modified: 10/02/2023
     CASS compliance is needed if you control client money. Learn more about CASS rules, when and how to classify your CASS firm and what to submit for your monthly CMAR report.

130. Submit a change in control notification

     Tasks for firms Published: 12/10/2019 Last modified: 13/12/2023
     Find out how to prepare your notification and understand what happens after you submit it.