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Showing 82 to 91 of 310 search results for register for Connect to update their firm details.

  1. Internal transfer of a Controlled Function: Connect

    Registers and systems Published: 04/05/2016 Last modified: 09/02/2023
    Read more about how to apply for approval for the internal transfer of Controlled Functions.
  2. National private placement regime (NPPR)

    Investment managers Published: 26/05/2016 Last modified: 10/02/2023
    Find out more about the NPPR, including the different regulations, how to market under NPPR and reporting obligations.
  3. Modification by consent: COBS TP 2.38BR

    Tasks for firms Published: 24/04/2024 Last modified: 24/04/2024
    Find out how this modification works and how to take advantage of it.
  4. Transaction reporting

    Markets Transaction reporting Published: 29/05/2016 Last modified: 12/01/2024
    We use transaction reports to detect and investigate suspected market abuse. Find out more about the submission of transaction reports and the data they should contain.
  5. Variation of permission

    Tasks for firms Published: 10/05/2015 Last modified: 03/05/2024
    If your firm wants to change or add to its regulated activities, find out how you can apply to us for a variation of permission (VoP).
  6. Invest Connect

    Warnings Published: 17/07/2020 Last modified: 17/07/2020
    Invest Connect is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  7. Personal data and authorisation

    Last modified: 25/01/2024
    How and why the FCA uses personal data that is collected via forms on its online portals: Connect, RegData and Online Invoicing.
  8. Berkeley Connect

    Warnings Published: 12/05/2009 Last modified: 01/08/2014
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.
  9. Immediate Connect

    Warnings Published: 14/06/2023 Last modified: 14/06/2023
    Immediate Connect is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  10. Connect Finances

    Warnings Published: 01/10/2020 Last modified: 01/10/2020
    Connect Finances is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.