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Showing 91 to 100 of 4838 search results for register business managers.

  1. Brexit countdown for UK financial services sector

    Press Releases Published: 24/12/2020 Last modified: 24/12/2020
    With one week to go until the end of the Brexit transition period, the FCA is urging financial services companies to ensure they are ready
  2. Business Plan 2022/23

    Business plans Published: 07/04/2022 Last modified: 27/04/2022
    The FCA Business Plan details the work we'll do over the next 12 months to help deliver the commitments in our Strategy.
  3. FCA to launch enhanced Financial Services Register

    Mortgage lenders and intermediaries News stories Published: 09/07/2020 Last modified: 13/07/2020
    The FCA will be replacing its existing Financial Services Register with an enhanced Financial Services Register. We will then add a directory of certified and assessed persons to the Register.
  4. Consumer warning on Northern Provident Investments

    News stories Published: 06/08/2021 Last modified: 15/06/2022
    Northern Provident Investments Ltd has proposed entering creditors’ voluntary liquidation. The FCA believes there is a high risk of scammers trying to take advantage of customers
  5. Regulatory Sandbox accepted firms

    Firms Published: 27/03/2022 Last modified: 15/01/2024
    Firms that have been accepted into the Regulatory Sandbox, including previous cohorts.
  6. Natixis Investment Managers / Natixis Investment Bank (clone of authorised firm)

    Warnings Published: 07/01/2020 Last modified: 21/11/2020
    Natixis Investment Managers / Natixis Investment Bank (clone of authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with
  7. FCA consults on how firms and individuals will transition to the Senior Managers and Certification Regime

    Press Releases Published: 13/12/2017 Last modified: 13/12/2017
    The Financial Conduct Authority (FCA) has today published a package of proposals on how firms and individuals will move to the Senior Managers and Certification Regime. The aim of the new regime is to make individuals more accountable for their
  8. UK EMIR news

    Markets policy Published: 24/05/2016 Last modified: 18/12/2023
    Read our archive of news relating to EMIR dating back to August 2013.
  9. lenderslist.co.uk / Lender List Loan UK Ltd

    Warnings Published: 27/06/2022 Last modified: 03/04/2023
    lenderslist.co.uk / Lender List Loan UK Ltd is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  10. Virgin Money (clone of FCA authorised firm)

    Warnings Published: 13/10/2020 Last modified: 03/11/2020
    Virgin Money (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to