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Showing 91 to 100 of 245 search results for register business managers and agents.

  1. CultureSprint: supporting and empowering managers to transform culture

    Events Last modified: 01/05/2019
    Leadership is a key driver of behaviour and an important element of a firm’s culture. In particular, mid-level managers play a unique role in culture change

  2. DCI Fund Managers Ireland PLC (clone of FCA authorised firm)

    Warnings Published: 05/08/2014 Last modified: 21/11/2020
    Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm.

  3. Remote or hybrid working: FCA expectations for firms

    Tasks for regulated firms Published: 11/10/2021 Last modified: 13/02/2023
    It's likely many firms will continue new ways of working. The FCA sets out expectations so they can meet regulatory responsibilities.

  4. Speech: Beyond economics?

    Insight Published: 25/01/2017 Last modified: 28/02/2017
    are failing to meet expectations and of how to change the decisions of economic agents so that the markets work well. ... A well-working market likely depends upon a demand side disciplining suppliers directly or through its agents.

  5. About the FCA

    About us What we do Published: 19/04/2016 Last modified: 26/04/2024
    The FCA regulates the conduct of nearly 45,000 businesses in the UK to ensure that financial markets work well. Find out more about our role.

  6. TR14/13 - Best execution and payment for order flow

    Thematic reviews Published: 31/07/2014 Last modified: 31/07/2014
    This document is relevant to all firms that execute, receive and transmit or place orders for execution, including investment managers. ... Firms need to ensure that business practices are fit for purpose and these are supported by appropriate second

  7. 2016 Disclosure Log

    Last modified: 30/01/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2016. 

  8. 2018 Disclosure Log

    Last modified: 14/09/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2018. 

  9. FCA fee rate movement 2023/24

    Tasks for firms Published: 13/07/2023 Last modified: 13/07/2023
    Find out how to calculate your annual fee and read about the FSCS annual levy.

  10. Asset management: A regulatory perspective

    Speeches Published: 26/04/2018 Last modified: 26/04/2018
    Speech by Andrew Bailey, Chief Executive at the FCA, delivered at London Business School Annual Asset Management Conference.