Search results
Showing 121 to 130 of 245 search results for register business managers and agents.
-
How we calculate annual fees
Find out what the FCA considers when calculating your annual fee, and read about fee blocks, extra fees and thresholds. -
Apply to become a mortgage broker
Find out what permissions you'll need to apply to the FCA for authorisation, and what the FCA expects to see in your application. -
Copia Wealth Management Limited is placed into liquidation
Mr Floyd Paterson, the sole director of Copia Wealth Management Limited, a firm authorised and regulated by the FCA, has appointed Alex Kachani of Crawfords Accountants in Manchester as liquidator. -
Review of host Authorised Fund Management firms
We wanted to test the viability of the host AFM business models and assess whether conflicts of interests were being effectively managed. -
Financial Conduct Authority to investigate how firms deal with risk benchmark manipulation
part of the business is not abused by a different part of the business. ... Other areas of focus for the next year outlined in the Business Plan include:. -
Alpha One Capital Management
Alpha One Capital Management is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals. -
Regimes for EEA firms and investment funds that passported into the UK
EEA-based firms and investment funds can no longer passport into the UK. Find out about the regimes that help those firms operate or wind down their business. -
Report fee tariff data
Read FCA guidance on how to fill in your online tariff data forms and provide information about your firm that will help calculate annual fees for the next financial year. -
Trust and ethics – a regulator’s perspective
Speech by Andrew Bailey, Chief Executive of the FCA, delivered at the launch of the St Mary’s University School of Business and Society, London. -
Apply to become a consumer investments firm
Find out how to apply to the FCA for authorisation if you're a consumer investments firm, such as a financial adviser or investment platform.