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Showing 121 to 130 of 383 search results for provisions in MiFID II.

  1. Minutes of the MiFID II implementation: Conduct Forum, April 2016 [pdf]

    Meeting minutes Published: 10/05/2016 Last modified: 10/05/2016
    From the meeting held on 18 April 2016.

  2. Minutes of the MiFID II implementation: Trade Association Roundtable, March 2016 [pdf]

    Meeting minutes Published: 13/04/2016 Last modified: 13/04/2016
    From the meeting held on 17 March 2016.

  3. Minutes of the MiFID II implementation: Trade Association Roundtable, September 2016 [pdf]

    Meeting minutes Published: 13/10/2016
    From the meeting held on 6 September 2016.

  4. Minutes of the MiFID II implementation: Trade Association Roundtable, August 2016 [pdf]

    Meeting minutes Published: 31/08/2016
    From the meeting held on 3 August 2016.

  5. MiFID II passporting application form: Branch passport [pdf]

    Forms Published: 17/07/2017
    MiFID II notice of intention to establish a branch or change branch particulars.

  6. MiFID II – Application and notification user guide [pdf]

    Documents Published: 13/01/2017
    This user guide helps firms to decide which applications and notifications they should make to prepare for the implementation of MiFID II.

  7. Trading venue reporting form – MiFID II Article 32/52 trading suspensions, removals and restorations [docx]

    Forms Published: 06/11/2017
    UK trading venues must communicate the decisions to suspend, remove or restore a financial instrument (and any relevant related derivatives) from trading to the FCA.

  8. MiFID II passporting application form: service passport [pdf]

    Forms Published: 17/07/2017
    MiFID II notice of intention to provide cross-border services or to amend existing cross-border services passport

  9. MiFID II Conduct Forum, April 2016: presentation [pdf]

    Systems information Published: 10/05/2016 Last modified: 04/08/2016

  10. Minutes of the meeting of the MiFID II implementation roundtable [pdf]

    Meeting minutes Published: 29/06/2015 Last modified: 29/06/2015
    Held on 8 June 2015