Search results
Showing 101 to 110 of 383 search results for provisions in MiFID II.
-
MiFID II Client Categorisation [pdf]
-
MiFID II: applications for permissions needed now
MiFID II applies from 3 January 2018, and will deliver some important changes to financial services regulation in the UK. -
MiFID II and the fight against financial crime
FCA Director of Enforcement and Market Oversight, Mark Steward, delivers a speech on MIFID II and ways to fight financial crime. -
MiFID II Disclosure Requirements [pdf]
-
A Better View
Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the AFME European Compliance and Legal Conference 2017 -
Periodic auctions
With MiFID II altering the landscape of equity markets, we take a look at this emerging trading format – with the help of data. -
MiFID II Research and Inducement [pdf]
-
MiFID II: applications received after 3 July 2017
MiFID II applies from 3 January 2018, and will deliver some important changes to financial services regulation in the UK. -
Trading Venue Notifications (RMs, MTFs, OTFs) [pdf]
Trading venue MiFID notification and application guide. -
MIFID II Ancillary Activity Exemption – Notification Guide [pdf]
Use this gudie when submitting an annual notification confirming use of the ancilliary activity exemption.