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Showing 191 to 200 of 15545 search results for provided for in the register.

  1. Fraudsters may be targeting former clients of Synergy Wealth and Westbury Private Clients

    News stories Published: 19/03/2020 Last modified: 27/03/2020
    Fraudsters may be contacting former clients of the Wales-based financial advisory firm Synergy Wealth Ltd (Synergy) and London-based investment management firm Westbury Private Clients LLP (Westbury).

  2. Cryptoasset AML / CTF regime: feedback on good and poor quality applications

    Tasks for firms Published: 22/03/2023 Last modified: 08/05/2024
    Feedback on good and poor quality applications made to the FCA under money laundering regulations.

  3. Consumer warning on Falcon Financial Solutions Ltd and Thestral Financial Services Ltd

    News stories Published: 31/01/2022 Last modified: 31/01/2022
    We have removed permissions from Falcon Financial Solutions Ltd and Thestral Financial Services Ltd. They are no longer permitted to carry out any regulated activities.

  4. Statement on the Financial Conduct Authority’s review of Royal Bank of Scotland’s treatment of customers referred to its Global Restructuring Group

    Press Releases Published: 08/11/2016 Last modified: 08/11/2016
    This statement provides an update on the Financial Conduct Authority’s (FCA) review of Royal Bank of Scotland’s (RBS) treatment of small and medium enterprise (SME) customers in financial difficulty.

  5. Morses Club Limited and Shelby Finance Ltd (trading as Dot Dot Loans) enter administration

    News stories Published: 20/11/2023 Last modified: 20/11/2023
    Morses Club Limited and its wholly owned subsidiary Shelby Finance Ltd (trading as Dot Dot Loans) have entered administration.

  6. Information for customers of RMR Financial Services Ltd (trading as Compass Debt Counsellors)

    News stories Published: 18/03/2016 Last modified: 26/04/2019
    These new firms may try to take over the services provided by RMR.

  7. New rules will protect consumers from harmful fee-charging credit broking practices, says FCA

    Press Releases Published: 01/12/2014 Last modified: 02/12/2014
    the broker has provided an explicit notice to the customer (an ‘information notice’), setting out:. ... Transparency: credit brokers will need:. to include their legal name (as it appears in the Financial Services Register) in all financial

  8. Cyprus CFD firms Maxiflex Ltd (trading as EuropeFX), Maxigrid Limited (trading as Dualix & AGM Markets), and Reliantco Investments Ltd (trading as UFX)

    Statements Published: 15/06/2020 Last modified: 19/06/2020
    Removal of these firms’ permission to sell contracts for difference (CFDs) to UK consumers.

  9. Joint statement by UK and US authorities on continuity of derivatives trading and clearing post-Brexit

    Press Releases Published: 25/02/2019 Last modified: 25/02/2019
    Market participants can be assured of the continuity of derivatives trading and clearing activities between the UK and US, after the UK’s withdrawal from the EU, following this joint statement by the Bank of England including the Prudential

  10. Assessing liquidity for orderly wind-down: good and poor practices from general insurance brokers

    Multi-firm reviews Published: 23/09/2022 Last modified: 23/09/2022
    We set out findings of our multi-firm review of general insurance brokers, where we have identified areas for improvement which firms can learn from.
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