Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 181 to 190 of 15547 search results for provided for in the register.

  1. Competition impacts of Big Tech in retail financial services

    Events Published: 26/10/2022 Last modified: 15/11/2022
    We are hosting a webinar, panel discussion and roundtables on the possible competition impact of Big Tech firms’ entry into financial services

  2. FCA highlights continuing concerns about problem firms in the CFD sector

    Press Releases Published: 01/12/2022 Last modified: 01/12/2022
    FCA has written to CFD providers outlining expectations and highlighting areas of poor practice seen in firms.

  3. Consumer investments data review April - September 2021

    Data Published: 03/03/2022 Last modified: 13/06/2023
    A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2021 and 30 September 2021.

  4. Information on return of client assets - June 2022

    FOI Release Date of Release: 14/06/2022
    The FCA provides information on return of cliemt assets.

  5. FCA response to the independent panels’ annual reports

    Corporate documents Published: 01/02/2024 Last modified: 07/02/2024
    In line with its statutory requirement, the FCA responds to key representations made by the Panels in their respective Annual Reports.

  6. Restrictions placed on IBP Markets Limited and the Firm enters special administration

    News stories Published: 13/10/2023 Last modified: 20/10/2023
    We have imposed a number of restrictions on IBP Markets Limited, stopping it from carrying on any regulated activities due to concerns about the way it conducts its business, including about client money protections at the firm.

  7. Changes to UK EMIR reporting requirements: draft questions and answers

    Consultation papers Published: 01/03/2024 Last modified: 02/05/2024
    The FCA is seeking feedback alongside the Bank of England (the Bank) on our draft guidance for reporting under the revised UK EMIR Article 9 reporting requirements.

  8. Occasional Paper 56: Fair exchange: Presenting foreign exchange quotes to improve consumer choice

    Occasional papers Published: 01/09/2020 Last modified: 02/09/2020
    In this study, we tested 3 different practices for presenting cost and exchange rate information in an online experiment with a nationally representative sample of participants.

  9. Raedex Consortium Limited and Buy 2 Let Cars Ltd enter administration

    News stories Published: 16/03/2021 Last modified: 10/11/2021
    On 19 February 2021 the FCA imposed a number of restrictions on Raedex Consortium Ltd stopping it from carrying on any regulated activities due to concerns about the way it conducts its business.

  10. Improving the Appointed Representatives regime through greater use of data

    Data Published: 28/09/2023 Last modified: 03/10/2023
    This publication includes data from the FCA's 2021 and 2022 data requests sent to principal firms and authorisation information collected from firms. It also outlines how the FCA is improving the Appointed Representatives’ Regime (AR) regime and
Related topics