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Showing 52 to 61 of 954 search results for post Brexit.
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Brexit
The UK has left the EU. Find out what this means for consumers and firms. -
Supervisory Statement on the Operation of the MiFID Transparency Regime post-Brexit [pdf]
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Regulation of markets in financial instruments
UK legislation and rules regulating markets in financial instruments are known as the UK MiFID framework. The FCA explains these requirements for investment firms and trading venues. -
The Operation of the MiFID Transparency Regime post-Brexit: technical communication [pdf]
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Market data reporting and MDP
The Market Data Processor (MDP) system allows entities to submit and access market data. Find out more about who it applies to and how on-boarding works. -
Transparency waivers and deferrals
Market operators and investment firms operating a UK trading venue that would like a pre-trade transparency waiver must apply to us in advance. Find out how to apply for waivers and deferrals. -
Asset management: A regulatory perspective
Speech by Andrew Bailey, Chief Executive at the FCA, delivered at London Business School Annual Asset Management Conference. -
Cash-based money laundering
Find out about the FCA's work on reducing money laundering through cash deposits at the Post Office and their current expectations of firms’ controls. -
Effective global regulation in capital markets
Speech by Megan Butler, Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered to ICI Global Conference, London -
Financial conduct regulation in a restless world
Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Deloitte conduct risk roadshow. -
Client agreements for transferring investment business
Firms carrying on designated investment businesses that acquire new clients through a transfer of business or takeover need proof of customer consent