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Showing 91 to 100 of 2501 search results for pensions advice.
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Insistent clients: good and poor practice
Find out more about what the FCA consider to be good and poor practice when advising insistent clients. -
Transcript: Getting to know you [pdf]
Transcript of video on pensions advice: Adviser research and communications advice -
Thematic review of retirement income advice
The FCA is undertaking a thematic review assessing the advice consumers are receiving on meeting their income needs in retirement. -
FCA publishes consultation on pension transfers
The Financial Conduct Authority (FCA) has today published a consultation paper on proposed changes to its pension transfer rules, designed to reflect the Government’s new flexible pensions regime. ... The FCA already regulates advice on transfers to -
CP22/15: Calculating redress for non-compliant pension transfer advice [pdf]
CP22/15: Calculating redress for non-compliant pension transfer advice. -
FCA publishes video to help consumers understand pension transfer advice
The FCA's video aims to help consumers better understand financial advice on transferring out of a defined benefit pension. -
Product sales data - 2022
The FCA collects data from the firms it regulates on what products they are selling. Firms operating in the mortgages, retail investments or protection sectors submit product transaction data to the FCA quarterly. -
2020 fines
This page contains information about enforcement fines published during the calendar year ending 2020. -
Decision Notice 2023: Toni Fox [pdf]
This Decision Notice refers to breaches of APER 1 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. Our view is that a financial penalty, prohibition and withdrawal should be imposed. -
Advice on Pension Transfers (CP17/16 and PS18/6) [pdf]