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Showing 81 to 90 of 4413 search results for pensions sector.

81. Speech: Beyond economics?

    Insight Published: 25/01/2017 Last modified: 28/02/2017
    market or even a sector if multi-product firms with huge fixed and common costs are operating across sectors.Or if consumer inertia allows waterbed strategies in some realisation of ... We see possible help with this in the public sector management

82. Sector Views 2018

    Corporate documents Published: 09/04/2018 Last modified: 16/04/2018
    The FCA's Sector Views bring its collective intelligence together and gives an overall FCA view of how each sector is performing.

83. Shaping the future in asset management

    Speeches Published: 30/10/2013 Last modified: 30/10/2013
    Keynote speech by Martin Wheatley, Chief Executive of the FCA, at the FCA Asset Management Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

84. FCA Decision Notice 2016: Alistair Rae Burns [pdf]

    Decision notices Published: 01/12/2016
    This decision notice refers to breaches of APER 7 and FIT related to conflicts of interest, a lack of fitness/propriety and mis-selling in the investment adviser and pensions sector. Our view is that a fine, prohibition and withdrawal should be

85. Product sales data - 2022

    Data Published: 28/06/2023 Last modified: 28/06/2023
    The FCA collects data from the firms it regulates on what products they are selling. Firms operating in the mortgages, retail investments or protection sectors submit product transaction data to the FCA quarterly.

86. 2013 Disclosure Log

    Last modified: 22/11/2021
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2013. 

87. Final Notice 2017: David Samuel Watters [pdf]

    Final notices Published: 14/07/2017
    This final notice refers to breaches of APER 6 related to a lack of competence in the pensions sector.

88. Decision Notice: Aiden Henderson (Director of HCA) [pdf]

    Decision notices Published: 09/05/2019
    This decision notice (Aiden Henderson (Director of HCA)) refers to breaches of APER 1 and FIT related to a lack of fitness/propriety, mis-selling and failing to be open and co-operative in the investment adviser and pensions sector. Our view is that

89. Stress testing for human beings

    Speeches Published: 27/09/2019 Last modified: 27/09/2019
    Speech by Charles Randell, Chair of the FCA, delivered at the Gleneagles Pensions & Savings Symposium.

90. Final Notice 2023: Denis Lee Morgan [pdf]

    Final notices Published: 28/06/2023
    This Final Notice refers to breaches of FIT related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a prohibition and withdrawal of approvals.