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Showing 91 to 100 of 2494 search results for pensions advice.

  1. Transcript: Getting to know you [pdf]

    Transcripts Published: 27/09/2021
    Transcript of video on pensions advice: Adviser research and communications advice
  2. Innovation and improving outcomes

    Speeches Published: 17/06/2016 Last modified: 17/06/2016
    Speech by Christopher Woolard, Director of Strategy and Competition, delivered at the Global Digital Banking Conference on 16 June 2016 in London.
  3. Advice on Pension Transfers (CP17/16 and PS18/6) [pdf]

    Impact assessments Published: 06/09/2018
  4. 2022 fines

    News stories Published: 28/02/2022 Last modified: 04/01/2023
    Enforcement fines published in 2022.
  5. Insistent clients: good and poor practice

    Tasks for regulated firms Published: 24/02/2016 Last modified: 09/02/2023
    Find out more about what the FCA consider to be good and poor practice when advising insistent clients.
  6. PS22/13: Calculating redress for non-compliant pension transfer advice 

    Policy and guidance Policy statements Published: 28/11/2022 Last modified: 05/04/2023
    We set out the changes to our methodology for calculating redress for consumers who suffered financial loss from transferring from a defined benefit to a defined contribution pension scheme following non-compliant advice. This includes former
  7. FCA publishes consultation on pension transfers

    Press Releases Published: 04/03/2015 Last modified: 04/03/2015
    The Financial Conduct Authority (FCA) has today published a consultation paper on proposed changes to its pension transfer rules, designed to reflect the Government’s new flexible pensions regime. ... The FCA already regulates advice on transfers to
  8. CP22/15: Calculating redress for non-compliant pension transfer advice [pdf]

    Consultation papers Published: 02/08/2022
    CP22/15: Calculating redress for non-compliant pension transfer advice.
  9. FCA publishes Decision Notices against three firms and five individuals for acting without integrity in relation to their pension advice business and misleading the FCA

    Press Releases Published: 09/05/2019 Last modified: 09/05/2019
    The Financial Conduct Authority (FCA) has today published Decision Notices in respect of three firms (Financial Page Ltd, Henderson Carter Associates Limited and Bank House Investment Management Limited) and five individuals (Andrew Page, Thomas Ward
  10. FCA publishes Decision Notice against financial adviser for pension transfer advice failings

    Press Releases Published: 09/08/2021 Last modified: 09/08/2021
    The Financial Conduct Authority has published a Decision Notice against Geoffrey Edward Armin of Retirement and Pension Planning Services