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Showing 1 to 10 of 40 search results for Developing our approach to implementing MiFID II conduct.

1. DP15/3: Developing our approach to implementing MiFID II conduct of business and organisational requirements

   Discussion papers Published: 26/03/2015 Last modified: 03/11/2016
   DP15/3: Developing our approach to implementing MiFID II conduct of business and organisational requirements. ... For more information see a timeline of MiFID II implementation and read our pages on MiFID II.

2. DP15/3: Developing our approach to implementing MiFID II conduct of business and organisational requirements [pdf]

   Discussion papers Published: 26/03/2015 Last modified: 26/03/2015

3. FCA to ask firms for their views on MiFID II implementation

   Press Releases Published: 26/03/2015 Last modified: 08/11/2016
   The European Commission is likely to publish the MiFID II implementing measures later this year. ... Discussion Paper: Developing our approach to implementing MiFID II conduct of business and organisational requirements.

4. CP15/43: Markets in Financial Instruments Directive II Implementation – Consultation Paper I

   Consultation papers Published: 15/12/2015 Last modified: 22/08/2019
   At the same time, we began our own consultation process and published a discussion paper, DP15/3, about issues where we have discretion in implementing MiFID II. ... We cannot consult on the full range of changes we need to make to our Handbook until we

5. MiFID II – the road ahead

   Speeches Published: 20/10/2015 Last modified: 26/10/2015
   Speech by David Lawton, Director of Markets Policy and International, FCA, delivered at the FCA MiFID II Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

6. Modelling integrity through culture

   Speeches Published: 19/11/2013 Last modified: 19/11/2013
   Speech by Martin Wheatley, Chief Executive of the FCA, at the FCA Markets Conference 2013. This is the text of the speech as drafted, which may differ from the delivered version.

7. Implementing MiFID II – multi-firm review of research unbundling reforms

   Multi-firm reviews Published: 19/09/2019 Last modified: 19/09/2019
   Our rules to implement the Markets in Financial Instruments Directive (MiFID) II require asset managers to explicitly pay for third-party research, and brokers to price and provide research separately. These are the findings of our review on how

8. Free trade in financial services and global regulatory standards: friends not rivals

   Speeches Published: 26/01/2017 Last modified: 02/02/2017
   Speech by Andrew Bailey, Chief Executive of the FCA, at the Economic Council Financial Markets Policy Conference.

9. A strategy for positive change: our ESG priorities

   Corporate documents Published: 03/11/2021 Last modified: 21/11/2022
   The FCA's environmental, social and governance (ESG) strategy sets out our target outcomes and the actions we expect to take to deliver these, to support the transition to a net zero economy.

10. Event costs

    Last modified: 08/04/2024
    Overall approximate costs for public events that we organise and publicise, from April 2013 onwards.