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Showing 171 to 180 of 184 search results for our proposals in Primary Market Bulletin.

  1. Update on our work around pensions and retirement income

    Market studies Published: 13/07/2016 Last modified: 12/04/2024
    Pensions and retirement income is a priority sector for the FCA. Read more about our policy work and market monitoring in this area.
  2. Briefing on the FCA’s consultation on its reward offer and trade union recognition

    Last modified: 17/11/2021
    On 22 September, we began consulting with colleagues on our future reward offer. The offer ensures the FCA continues to provide one of the best employment packages of any regulator or enforcement agency in the UK.
  3. CP15/38: Provisions to delay disclosure of inside information within the FCA’s Disclosure and Transparency Rules

    Consultation papers Published: 20/11/2015 Last modified: 20/11/2015
    We have considered our guidance in the Disclosure Rules and Transparency Rules (DTR) which applies to issuers with securities admitted to trading on a regulated market. ... Or in writing to:. Marta Alonso. Primary Market Monitoring. Financial Conduct
  4. Implementing Technology Change

    Firms Multi-firm reviews Published: 05/02/2021 Last modified: 05/02/2021
    This review sets out the findings from our cross-Financial Services change management review which looked at how financial firms manage technology change, the impact of change failures and the practices utilised within the industry to help reduce
  5. Best practice note - Identifying, controlling and disclosing inside information

    Markets Published: 09/06/2020 Last modified: 09/01/2023
    This note is for government departments, industry regulators and public bodies to help them in complying with the relevant obligations under MAR.
  6. Supporting material for applications by consumer credit, mortgage and other consumer finance firms

    Firm authorisation Published: 15/11/2023 Last modified: 13/12/2023
    If you're applying to be authorised by the FCA, find out what supporting material to include in your application and how to prepare everything.
  7. Chief Executive speaks at APM about recent work and future challenges

    Speeches Published: 20/07/2016 Last modified: 20/07/2016
    Speech by Andrew Bailey, Chief Executive at the FCA, delivered at our 2016 Annual Public Meeting.
  8. Further guidance on enhancing resilience in Liability Driven Investment

    Multi-firm reviews Published: 24/04/2023 Last modified: 24/04/2023
    The FCA contacted asset managers as they enhance their resilience and review the vulnerabilities they experienced. This publication shares guidance and recommendations for LDI managers.
  9. Position limits for commodity derivative contracts

    Firms Markets Markets policy Published: 17/10/2017 Last modified: 11/01/2023
    We are required to set limits on the maximum size of positions which a person can hold in commodity derivatives. Here we set out these position limits.
  10. CP15/13: General Insurance Add-ons Market Study – Proposed Remedies: banning opt-out selling and supporting informed decision-making for add-on buyers

    Consultation papers Published: 25/03/2015 Last modified: 25/03/2015
    This consultation paper follows our general insurance market study, which found that competition in add-on markets does not always work in the interests of consumers. ... Finally, the wider financial services industry may be interested in the proposals