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Showing 161 to 170 of 184 search results for our proposals in Primary Market Bulletin.

  1. Further issuances of equity on regulated markets – Engagement Paper 2

    Markets Calls for input Published: 18/05/2023 Last modified: 12/12/2023
    We are asking for your feedback on our initial thinking about requirements for further issuances of equity securities under the new public offers and admission to trading regime.

  2. CP15/9: Strengthening accountability in banking: a new regulatory framework for individuals

    Consultation papers Published: 16/03/2015 Last modified: 14/09/2015
    steer on our policy intentions for our Certification Regime and the application of our Conduct Rules. ... We would welcome comments using our online response form by 16 June 2015.

  3. CP14/12: Removing the Transparency Directive’s requirement to publish interim management statements

    Consultation papers Published: 23/07/2014 Last modified: 15/01/2015
    We want to know what you think of our proposals. Please send us your comments by 4September2014 in writing or using the online response form on our website. ... We intend to publish our feedback later in the year. look at the FCA Handbook.

  4. The Financial Conduct Authority outlines how it will regulate crowdfunding

    Press Releases Published: 24/10/2013 Last modified: 24/10/2013
    losses. The proposals will make the crowdfunding market more accessible, will help foster competition and facilitate access to alternative finance options while also providing additional consumer protection. ... The key proposals are:. In the retail

  5. FCA operating service metrics 2022/23

    Data Published: 20/07/2023 Last modified: 26/02/2024
    This report sets out how the FCA performed in 2022/23 against 54 operating service metrics, including how it dealt with regulatory applications, telephone enquiries and other correspondence.

  6. CP14/17: Early implementation of the Transparency Directive’s requirements for reports on payments to governments

    Consultation papers Published: 26/08/2014 Last modified: 29/05/2018
    DTRs) apply and who are or who may be active in the extractive or logging of primary forest industries. ... primary information providers. Please send us your comments by 7 October 2014 in writing or using the online response form.

  7. Consumer Investments: Strategy and Feedback Statement

    Corporate documents Published: 14/09/2021 Last modified: 15/06/2023
    The FCA sets out its view of consumer harm in this market and its 3-year strategy to address this. 

  8. Our Rule Review Framework

    Corporate documents Published: 12/07/2023 Last modified: 10/01/2024
    The FCA have developed a draft Rule Review Framework to explain how it plans to monitor and review how its rules are working in practice.

  9. FCA operating service metrics 2021/22

    Data Published: 19/07/2022 Last modified: 20/12/2023
    The FCA provides information about the timeliness of its operating service metrics (formerly known as service standards) in a range of areas for 2021/22.

  10. FCA publishes the interim report of its investment and corporate banking market study and a discussion paper on the IPO process

    Press Releases Published: 13/04/2016 Last modified: 13/04/2016
    It also considered links between competition in these primary market services and related activities such as corporate lending and broking, and ancillary services. ... to compete for primary market services.
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