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Showing 82 to 91 of 351 search results for our Brexit preparations.

  1. Transaction reporting

    Markets Transaction reporting Published: 29/05/2016 Last modified: 12/01/2024
    We use transaction reports to detect and investigate suspected market abuse. Find out more about the submission of transaction reports and the data they should contain.
  2. Training and competence

    Tasks for regulated firms Published: 12/05/2015 Last modified: 10/02/2023
    Our training and competence regime makes sure the financial services workforce is appropriately qualified and well regulated.
  3. Proxy advisors

    Markets Published: 18/12/2019 Last modified: 17/04/2024
    Proxy advisors offer research, advice or recommendation services. Read more about the Proxy Advisors Regulations, joining our public list and reporting breaches.
  4. Industry testing for FCA FITRS

    Firms Focus areas Published: 04/10/2019 Last modified: 15/12/2020
    On this page we outline the plan for industry tests of FCA FITRS (Financial Instrument Transparency System) which will run from 10 October to 25 October 2019.
  5. UK Benchmarks Register

    Published: 01/12/2020 Last modified: 12/01/2024
    Following Brexit, the FCA has developed the UK Benchmarks Register, which replaces the ESMA Register. Learn more and how to use it.
  6. EU withdrawal: MiFID event – 9 December 2020

    Events Published: 02/12/2020 Last modified: 02/12/2020
    Register for our EU withdrawal: MiFID II event on the 9 December 2020
  7. Endorsement of credit ratings for regulatory use from the EU into the UK

    Statements Published: 15/03/2019 Last modified: 30/10/2020
    UK-registered credit rating agencies (CRAs) will be able to endorse credit ratings into the UK from affiliated EU CRAs for regulatory use.
  8. Brexit – what we expect firms and other regulated persons to do now

    Statements Published: 01/02/2019 Last modified: 31/01/2020
    The Treasury has published draft legislation that would temporarily empower the FCA and the Bank of England/Prudential Regulation Authority (PRA) to make transitional provisions if the UK leaves the EU without an agreement in place. We intend to use
  9. UK RRD: UK firms

    Tasks for regulated firms Published: 24/05/2016 Last modified: 10/02/2023
    Read more about what the UK RRD means for UK firms, including how to submit plans, group recovery plan submissions and IFPRU significance.
  10. Accomplishments of the last 5 years

    Speeches Published: 14/03/2018 Last modified: 14/03/2018
    Speech by John Griffith-Jones, Chairman, FCA, delivered at an event hosted by TheCityUK at Linklaters LLP, London.