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Investors warned over Connaught Income Funds
Always make sure your financial adviser is qualified and regulated by the FSA (please check the FSA Register). ... Investing in these funds is only appropriate if you are comfortable with the particular risks involved. -
RMA-J Data required for collection of fees/RMA-K Adviser charges: FAQs
RMA-J Data required for collection of fees/RMA-K Adviser charges: FAQs -
The FCA consults on its approach ahead of the UK’s exit from the EU
The Financial Conduct Authority (FCA) today published two consultation papers, setting out its proposals in the event the UK leaves the European Union on 29 March 2019 without an implementation period. It also set out its approach to the -
Innovation, AI & the future of financial regulation
Speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Officer, at the Innovate Finance Global Summit. -
How we process approved person applications
Find out what happens after submitting your application, including how long it takes for us to make a decision and the possible outcomes. -
Product sales data: specific management-related FAQs
Product sales data: specific management-related FAQs. -
Service standards 2018/19
The FCA measures its performance using service standards. These are the levels of performance that it aims to meet when carrying out its regulatory functions. This service standards analysis is for 2018/19. -
CMCs can now register for temporary permission to continue operating
Claims management companies (CMCs) can now register for the temporary permission they’ll need to operate when the Financial Conduct Authority (FCA) takes over regulation from April 2019. -
Finding opportunity in a world of uncertainty
Speech by Sarah Pritchard, Executive Director, Markets, at the CityUK Annual Conference. -
How the UK will regulate for the future
Speech by Nikhil Rathi, our Chief Executive, delivered at the Peterson Institute for International Economics.