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Showing 11 to 20 of 10326 search results for new Register will replace.

  1. Firms to prepare for phased move to FCA’s new data collection platform RegData

    News stories Published: 22/06/2020 Last modified: 22/06/2020
    We are now preparing to gradually move firms across to our new data collection platform, which replaces Gabriel.

  2. News for customers of Hume Capital Securities (HCS)

    Statements Published: 17/03/2015 Last modified: 17/03/2015
    Not take on new clients; or. Transact new business for new or existing clients. ... The FCA will work closely with the firm to ensure fair outcomes for consumers.

  3. Milestone for insurers as they come under the Senior Managers and Certification Regime

    News stories Published: 10/12/2018 Last modified: 10/12/2018
    The Senior Managers and Certification Regime (SM&CR) has been extended to all insurers regulated by the Financial Conduct Authority (FCA) and Prudential Regulation Authority from today.

  4. FCA announces benefits of new data collection platform RegData

    News stories Published: 24/11/2020 Last modified: 24/11/2020
    The FCA announces the benefits of its new data collection platform RegData

  5. LIBOR and mortgage interest rates

    Consumers Your rights Published: 10/06/2021 Last modified: 20/03/2023
    LIBOR is an interest rate benchmark that’s being phased out. If your mortgage uses LIBOR, find out what you should expect to happen and what you need to do.

  6. Notification and disclosure of net short positions

    Markets Short selling Published: 08/05/2016 Last modified: 15/04/2024
    The EU Short Selling Regulation (SSR) introduced a private and public notification regime for investors who hold net short positions in certain financial instruments.

  7. Outsourcing and operational resilience

    Firms Focus areas Published: 09/01/2020 Last modified: 04/03/2024
    The FCA explains the implications for operational resilience for regulated firms using outsourcing and other third party service providers, and what it expects from them.

  8. Outlining the FCA’s approach to authorisation

    Speeches Published: 15/03/2018 Last modified: 15/03/2018
    Speech by Sarah Rapson, Director, Authorisations at the Association of Professional Compliance Consultants (APCC) Annual Conference.

  9. How the UK will regulate for the future

    Speeches Published: 14/07/2022 Last modified: 14/07/2022
    Speech by Nikhil Rathi, our Chief Executive, delivered at the Peterson Institute for International Economics.

  10. Co-operative and Community Benefit Societies Act 2014

    Tasks for regulated firms Published: 27/07/2015 Last modified: 08/06/2016
    Read more about which societies are governed by the Co-operative and Community Benefit Societies Act 2014 (CCBS Act).