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Showing 131 to 140 of 505 search results for need to register for Connect.

131. Support during challenging times

     Blogs Published: 19/05/2023 Last modified: 23/05/2023
     As part of Mental Health Week 2023, Laura Dawes talks about her experience of living with anxiety.

132. Principal trading firms

     Firm authorisation Published: 05/07/2023 Last modified: 18/10/2023
     Find out what permissions you'll need to apply to the FCA for authorisation, how much you'll need to pay and what the FCA expects to see in your application.

133. RegData resources

     Registers and systems Published: 21/06/2020 Last modified: 13/02/2023
     RegData will be our new data collection platform for gathering regulatory data from firms. It will replace our current system Gabriel. 

134. Notification to cease a controlled function: Connect

     Registers and systems Published: 04/05/2016 Last modified: 09/02/2023
     Read more about how to complete a Notification to Cease a Controlled Function in Connect.

135. Application to perform a controlled or senior management function: Connect

     Firms Published: 08/06/2016 Last modified: 04/10/2023
     Application to perform a controlled or senior management function

136. Multilateral trading facilities and organised trading facilities

     Firm authorisation Published: 05/07/2023 Last modified: 18/10/2023
     Find out what permissions you'll need to apply to the FCA for authorisation, how much you'll need to pay and what the FCA expects to see in your application.

137. Client Money and Assets

     Tasks for regulated firms Published: 11/05/2015 Last modified: 10/02/2023
     CASS compliance is needed if you control client money. Learn more about CASS rules, when and how to classify your CASS firm and what to submit for your monthly CMAR report.

138. Apply to the Regulatory Sandbox

     Firms Published: 27/03/2022 Last modified: 14/04/2023
     Find out how to apply to test in the Regulatory Sandbox and what happens after you submit your application.

139. Submit a change in control notification

     Tasks for firms Published: 12/10/2019 Last modified: 13/12/2023
     Find out how to prepare your notification and understand what happens after you submit it.

140. Building cyber resilience

     Speeches Published: 26/01/2018 Last modified: 26/01/2018
     Speech by Robin Jones, Head of Technology, Resilience & Cyber at the FCA, delivered to the PIMFA Financial Crime Conference, London.