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Showing 101 to 110 of 505 search results for need to register for Connect.

101. Improving the Appointed Representatives regime through greater use of data

     Data Published: 28/09/2023 Last modified: 03/10/2023
     This publication includes data from the FCA's 2021 and 2022 data requests sent to principal firms and authorisation information collected from firms. It also outlines how the FCA is improving the Appointed Representatives’ Regime (AR) regime and

102. Transcript: FCA explains - how to register for Connect [pdf]

     Transcripts Published: 08/10/2019
     Transcript of FCA explains: how to register for Connect video

103. Safe custody services and money laundering

     Tasks for regulated firms Published: 22/02/2016 Last modified: 21/02/2023
     Find out more about what businesses that rent safety deposit boxes need to do.

104. BI Pinnacle / bipinnacle.com

     Warnings Published: 26/04/2024 Last modified: 26/04/2024
     BI Pinnacle / bipinnacle.com is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

105. Change of legal status

     Tasks for firms Published: 06/08/2015 Last modified: 25/05/2023
     Find out how to notify or apply to us if you're changing your firm’s legal status.

106. Authorisation

     Firm authorisation Firms Last modified: 19/12/2023
     Authorisation landing page

107. Invest Connect

     Warnings Published: 17/07/2020 Last modified: 17/07/2020
     Invest Connect is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

108. Berkeley Connect

     Warnings Published: 12/05/2009 Last modified: 01/08/2014
     We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.

109. Connect Finances

     Warnings Published: 01/10/2020 Last modified: 01/10/2020
     Connect Finances is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

110. Transaction reporting

     Markets Transaction reporting Published: 29/05/2016 Last modified: 12/01/2024
     We use transaction reports to detect and investigate suspected market abuse. Find out more about the submission of transaction reports and the data they should contain.