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Showing 61 to 70 of 5231 search results for must%20register.
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Society secretaries
Information for society secretaries, and steps you can take. -
Depositaries
How to apply to act as a depositary of an authorised or unauthorised Alternative Investment Fund. -
Fees and levies
Find out about the fees the FCA charge and what they cover, and the levies they collect for organisations that are part of the regulatory system. -
Change in Control
Find out when you need to notify us to acquire or change control in a firm that we regulate. -
Individual rights request
This must be a copyof your passport, driving licence, birth certificate or similar document that confirms your identity. -
Financial crime
Integrity of the UK's financial markets requires the FCA to ensure firms have effective systems and controls to detect, prevent and deter financial crime. Learn from good and poor examples and browse our guide to financial crime. -
UK EMIR
The UK European Market Infrastructure Regulation (UK EMIR) covers derivatives, central counterparties and trade repositories. Find out how it applies to your firm. -
Payment Accounts Regulations 2015 (PARs)
Find out more about Payment Accounts Regulations (PARs), including information on what they aim to improve. -
Expectations of firms offering fractional shares to retail investors
FCA's expectations under the Consumer Duty for firms offering fractional shares. -
Limited Network Exclusion (LNE)
The FCA provides information on the exclusion that applies to providers of limited network payment instruments, such as some shopping centre gift cards.