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Showing 41 to 50 of 5231 search results for must%20register.

  1. Brexit

    Last modified: 31/03/2022
    The UK has left the EU. Find out what this means for consumers and firms.

  2. Copyright notice and disclaimer

    Last modified: 08/12/2020
    Information about using or copying material on our website (including the Handbook) and terms and conditions for reproducing accompanying materials.

  3. Market abuse

    Markets Market abuse Published: 04/05/2016 Last modified: 22/05/2023
    Behaviour such as insider dealing and market manipulation can amount to market abuse. Find out more about the safeguards firms must have in place.

  4. Durable medium

    Tasks for firms Published: 06/03/2017 Last modified: 14/09/2023
    The FCA provides a clarification on the term 'durable medium', which will help firms to understand their obligations when using non-paper methods of communication.

  5. Guidance for firms

    Tasks for regulated firms Published: 13/05/2015 Last modified: 08/02/2023
    Regulated firms must follow our rules. Find out how guidance can help them do that.

  6. Cancelling an authorisation or registration

    Firm authorisation Published: 08/08/2017 Last modified: 03/08/2023
    You need to apply to the FCA to cancel your authorisation or registration. Find out how to submit your application.

  7. Enforcement

    About us How we regulate Published: 22/04/2016 Last modified: 22/10/2021
    Find out more about FCA enforcement powers, including how we protect consumers and act against firms and individuals that don’t meet our standards.

  8. FCA launches pre-paid funeral plans consultation

    Press Releases Published: 02/03/2021 Last modified: 02/03/2021
    The consultation details how we plan to regulate the pre-paid funeral plans sector.

  9. Office for Professional Body Anti-Money Laundering Supervision (OPBAS)

    About us What we do Published: 23/01/2018 Last modified: 23/05/2022
    OPBAS is the Office for Professional Body Anti-Money Laundering Supervision

  10. Securitisation

    Markets Markets policy Published: 30/07/2018 Last modified: 20/11/2023
    Securitisation legislation aims to make the securitisation market work more effectively. Regulation outlines the general requirements for all securitisations, as well as the criteria and process for designating certain securitisations as simple,