Filter results
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 51 to 60 of 3529 search results for must register.

  1. Cryptoassets

    Consumers Published: 07/03/2019 Last modified: 11/01/2021
    Find out about the regulation of cryptoassets (including 'cryptocurrencies' such as Bitcoin and Litecoin) and the risks of investing.
  2. Mutual societies

    Firms Mutual societies Last modified: 28/10/2020
    Information for mutual societies including tasks, members and responsibilities.
  3. Authorisation: what's involved

    New firm authorisation Published: 06/05/2015 Last modified: 30/01/2020
    Financial firms and services providers have to be authorised by us. Consult our summary of steps for FCA authorisation under FSMA.
  4. Fees and levies

    Tasks for regulated firms Published: 08/05/2015 Last modified: 24/08/2020
    Find out about the fees we charge and what they cover, and the levies we collect for organisations that are part of the regulatory system.
  5. Mini-bonds

    Consumers Know your rights Published: 17/05/2019 Last modified: 15/02/2021
    Find out about mini-bonds and why retail investors should exercise caution when buying them.
  6. Unauthorised firms and individuals

    Scams Published: 04/04/2016 Last modified: 25/02/2021
    Almost all firms offering financial services in the UK must be authorised by us. Check our list to find out if a firm or individual is unauthorised.
  7. Half of reporting firms moved to FCA’s new data collection platform

    News stories Published: 20/01/2021 Last modified: 20/01/2021
    50% of firms who have previously submitted their regulatory reporting on Gabriel are now using RegData.
  8. Cryptoassets: AML / CTF regime

    Tasks for regulated firms Published: 24/10/2019 Last modified: 11/01/2021
    From 10 January 2020, the FCA will be the anti-money laundering and counter terrorist financing (AML/CTF) supervisor of UK cryptoassets businesses under the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer)
  9. Limited Network Exclusion (LNE)

    Tasks for regulated firms Published: 19/09/2017 Last modified: 06/09/2019
    If a service provider is operating,under the limited network exclusion it must provide specific information, including:. ... A service provider must read the direction in order to understand its notification obligations.
  10. Regulation round-up March 2019

    Newsletters Published: 26/03/2019 Last modified: 26/03/2019
    Regulation round-up is our monthly update on the latest news that affects your sector.