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Showing 21 to 30 of 3548 search results for must register.

21. Authorise a mutual society

    New firm authorisation Published: 12/05/2015 Last modified: 01/06/2016
    Find out how to get your mutual society authorised for carrying out regulated activities.

22. Register a new legal status: Electronic money and payment institutions

    Tasks for regulated firms Published: 05/05/2015 Last modified: 19/02/2021
    How an electronic money or payment institution (PI) can change its legal status with us, including the forms it needs to complete.

23. FCA Connect

    Registers and systems Published: 04/05/2016 Last modified: 04/01/2021
    FCA Connect is our user management system for you to submit applications and notifications. Use it to notify us about approved persons or suspicious transactions or apply for MiFID II.

24. Registered societies: an introduction

    Tasks for regulated firms Published: 12/05/2015 Last modified: 02/10/2019
    Registered societies (co-operative societies, community benefit societies, and former industrial and provident societies), how to register, reporting requirements and how to change a society’s rules and details.

25. Firm details

    Tasks for regulated firms Published: 07/05/2015 Last modified: 08/09/2020
    Firm details are the basic facts we hold about your firm and publish on the Financial Services Register. You can keep it up to date online using Connect.

26. Registration

    Registers and systems Published: 09/05/2016 Last modified: 14/12/2020
    Explainer video. How to register for Gabriel.

27. UK EMIR news

    Markets policy Published: 25/05/2016 Last modified: 18/01/2021
    Read our archive of news relating to EMIR dating back to August 2013.

28. Securitisation

    Markets Markets policy Published: 31/07/2018 Last modified: 31/12/2020
    Securitisation is an important part of the UK’s capital markets. Find out more about the UK Securitisation Regulation and the general requirements for securitisations.

29. National private placement regime (NPPR)

    Investment managers Published: 27/05/2016 Last modified: 31/12/2020
    The NPPR allows some Alternative Investment Fund Managers (AIFMs) to market certain categories of Alternative Investment Funds (AIFs) in the UK in accordance with the UK AIFM Regulations.

30. RegData

    Firms Registers and systems Published: 20/06/2020 Last modified: 29/01/2021
    RegData will be our new data collection platform for gathering regulatory data from firms. It will replace our current system Gabriel and make it easier for firms to submit their data.