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Showing 81 to 90 of 14834 search results for must register with us.

81. Requests for letters of goodstanding

    Last modified: 14/10/2020
    Whether the firm has been subject to censure, criticism or disciplinary proceedings by us. ... The letters must notbe disclosed to any third parties without our prior written consent.

82. Trade repositories

    Focus areas Published: 07/01/2019 Last modified: 12/01/2024
    We are the UK regulator of trade repositories (TRs).

83. AIFMD updates

    Focus areas Published: 08/06/2016 Last modified: 05/07/2023
    There are several updates the FCA has published on Alternative Investment Fund Managers Regulations. Find out about the FCA's updated guides and forms.

84. Help: Connect

    Published: 03/05/2016 Last modified: 28/07/2023
    Useful tips for registering with Connect if you are already authorised.

85. About the FCA

    About us What we do Published: 19/04/2016 Last modified: 26/04/2024
    The FCA regulates the conduct of nearly 45,000 businesses in the UK to ensure that financial markets work well. Find out more about our role.

86. Listing and sponsor fees

    Markets Published: 03/05/2016 Last modified: 11/01/2023
    Information on fees payable by issuers and sponsors.

87. Chartered Trading Standards Institute (clone of genuine entity)

    Warnings Published: 22/02/2023 Last modified: 08/05/2024
    Chartered Trading Standards Institute (clone of genuine entity) is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

88. ATM10

    Warnings Published: 12/03/2024 Last modified: 12/03/2024
    ATM10 is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

89. Horizon Law (clone of an FCA Exempt Professional Firm)

    Warnings Published: 07/05/2024 Last modified: 07/05/2024
    Horizon Law (clone of an FCA Exempt Professional Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and

90. Professional standards: advisers

    Financial advisers Tasks for regulated firms Published: 21/12/2015 Last modified: 10/02/2023
    FCA provides professional standards that all advisers should meet