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Showing 41 to 50 of 504 search results for mifid%20ii.

41. Long Form A - MiFID [docx]

    Forms Published: 09/12/2021 Last modified: 27/05/2022
    Long Form A - UK and Overseas Firms (not incoming EEA) for MiFID authorisation applications.

42. MiFID II Occupational Pension Scheme (OPS) Firms [pdf]

    Impact assessments Published: 04/07/2018

43. Periodic auctions

    Research insights Published: 25/06/2018 Last modified: 28/06/2018
    With MiFID II altering the landscape of equity markets, we take a look at this emerging trading format – with the help of data. 

44. MiFID II Taping [pdf]

    Impact assessments Published: 04/07/2018

45. MiFID Permissions and Notifications guide [pdf]

    Archive Published: 18/05/2007 Last modified: 03/08/2016

46. MiFID Annex Form [docx]

    Forms Published: 29/05/2020 Last modified: 06/11/2023
    Application for Authorisation.

47. FCA approach to MiFID transparency calculations

    Statements Published: 05/02/2019 Last modified: 05/02/2019
    We welcome the statement published by ESMA today on the use of UK data in ESMA databases and the performance of MiFID II calculations in the EU27 if the UK leaves the EU without a withdrawal agreement (a no-deal scenario). In this scenario, we will

48. [pdf]

    Documents Published: 26/03/2015 Last modified: 26/03/2015

49. MiFID II Inducements [pdf]

    Impact assessments Published: 04/07/2018

50. MiFID II Best Execution [pdf]

    Impact assessments Published: 04/07/2018