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Showing 83 to 92 of 229 search results for market watch 69.

  1. Market watch newsletters

    Our Market Watch newsletter looks at market abuse risks, transaction reporting, suspicious transaction and order reporting, and other market conduct issues. It can help regulated firms and other non-regulated market users understand more about these areas and relevant practices to consider.

  2. Financial Services Register

    To look up details of firms, use The Financial Services Register. The register is a public record that shows details of firms, individuals and other bodies that are, or have been, regulated by the Prudential Regulation Authority (PRA) and/or the Financial Conduct Authority (FCA).

  3. Supervisory correspondence

    About us How we regulate Published: 23/07/2020 Last modified: 31/05/2022
    Find out how we communicate with the firms we supervise.

  4. Business Plan 2021/22

    Business plans Published: 15/07/2021 Last modified: 19/08/2021
    Our Business Plan 2021/22 explains how we see our future role and priorities, how we intend to deliver them and how we will measure our performance.

  5. Whistleblowing: Speaking to the FCA

    Firms Published: 21/10/2020 Last modified: 01/02/2024
    If you think a firm or individual is involved in wrongdoing within an area we regulate, and you want to report it confidentially, contact the FCA's Whistleblowing team.

  6. Wholesale Conduct Risk

    Speeches Published: 24/07/2015 Last modified: 24/07/2015
    This conference has the title of Wholesale Markets and Risk: FEMR and beyond. ... It will help market participants understand what good looks like and think about how that changes as markets evolve and practices develop.

  7. The FCA’s role in promoting innovation

    Speeches Published: 22/09/2016 Last modified: 22/09/2016
    Speech by Christopher Woolard, Director of Strategy and Competition at the FCA, delivered at the BBA FinTech Banking Conference.

  8. Electronification of trading

    Speeches Published: 06/04/2016 Last modified: 06/04/2016
    Speech by Edwin Schooling Latter, Head of Markets Policy, FCA, delivered at the FIX 2016 EMEA Trading Conference. This is the text of the speech as drafted, which may differ from the delivered version.

  9. FCA Annual Public Meeting 2014

    News stories Published: 17/07/2014 Last modified: 05/08/2014
    We looked at how we have delivered against ourstrategicobjective to make markets work well, andour three operational objectives of securing an appropriate degree of protection for consumers, protecting and enhancing the ... You can watch it on demand.

  10. MiFID II wholesale firms conference 2015

    News stories Published: 30/10/2015 Last modified: 11/11/2015
    describe how we propose to work with market participants during the implementation process. ... Nick Bayley (Chair), Senior Markets Adviser, FCA. Edwin Schooling Latter, Head of Markets Policy, FCA.

  11. Building cyber resilience

    Speeches Published: 26/01/2018 Last modified: 26/01/2018
    Speech by Robin Jones, Head of Technology, Resilience & Cyber at the FCA, delivered to the PIMFA Financial Crime Conference, London.

  12. FCA Annual Public Meeting 2015

    News stories Published: 21/07/2015 Last modified: 14/09/2015
    Our APM took place on 22 July 2015, where we discussed our 2014/15 Annual Report.