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Showing 73 to 82 of 229 search results for market watch 69.

  1. Market watch newsletters

    Our Market Watch newsletter looks at market abuse risks, transaction reporting, suspicious transaction and order reporting, and other market conduct issues. It can help regulated firms and other non-regulated market users understand more about these areas and relevant practices to consider.

  2. Financial Services Register

    To look up details of firms, use The Financial Services Register. The register is a public record that shows details of firms, individuals and other bodies that are, or have been, regulated by the Prudential Regulation Authority (PRA) and/or the Financial Conduct Authority (FCA).

  3. Annual Public Meeting 2019 – watch the webcast on demand

    Events Published: 21/09/2020 Last modified: 21/09/2020
    At the annual public meeting 2019, we discussed our 2018/19 Annual Report and Accounts.

  4. RegTech

    Tasks for firms Focus areas Published: 11/09/2017 Last modified: 12/04/2024
    RegTech applies to new technologies developed to help overcome regulatory challenges in financial services.

  5. FSA - Market Watch Issue No.43 [pdf]

    Newsletters Published: 05/10/2012 Last modified: 25/06/2013

  6. FOI8139 response annex B [csv]

    FOI releases Published: 31/03/2022
    This file contains the contact information (name, address, phone, email, website) held for all companies and/or individuals who held permissions to carry out defined benefits pension transfers on 31/12/2018 but who have since relinquished their

  7. FSA - FG13/3 [pdf]

    Finalised guidance Published: 05/03/2013 Last modified: 20/10/2014
    It has come to our attention that some CREST sponsor firms might have misread Article 69(7), here referred to as ‘the Group exemption’, of the Financial Services and Markets Act (Regulated Activities) Order 2001 (RAO).

  8. Video: The future shape of markets

    News stories Published: 19/11/2013 Last modified: 11/08/2021
    At the Financial Conduct Authority’s (FCA) first Markets Conference we set out our plans to co-ordinate with international regulators as markets regulation becomes evermore global. Watch our keynote speakers summarise their speeches from the

  9. Number of STORs received: 2020

    Markets Market abuse Published: 28/02/2020 Last modified: 28/02/2024
    Find out how many suspicious transaction and order reports the FCA received in 2020.

  10. Consumer Access TechSprint

    Events Published: 09/02/2023 Last modified: 09/02/2023
    The FCA piloted its first TechSprint event in April 2016. The aim was to identify potential solutions to access issues in financial services.

  11. Number of STORs received: 2018

    Markets Market abuse Published: 13/02/2019 Last modified: 28/02/2024
    Suspicious transaction and order reports we received in 2018.

  12. Psychological safety

    Firms Tasks for regulated firms Published: 18/02/2019 Last modified: 09/02/2023
    Read about work on psychological safety, part of the FCA culture and governance priority. Watch videos featuring experts discussing creating a speak up, listen up culture in financial services.