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Showing 23 to 32 of 243 search results for managers to transform culture.

23. Forms

    List of all forms on fca.org.uk  For Handbook forms, please use the Handbook forms page.

24. Culture and Governance

    Read about the FCA's work on culture and governance, including details of how to get involved.

25. Working here

    Published: 28/09/2016 Last modified: 11/01/2024
    Find out what it's like to work here, and how we help our people achieve a healthy work-life balance.

26. Remuneration

    Tasks for regulated firms Published: 08/05/2015 Last modified: 07/03/2023
    Find the remuneration rules from the FCA

27. Firms

    Firms Last modified: 27/07/2022
    Tasks for regulated firms and authorisation information for new firms

28. INSIGHT | Articles

    Insight Published: 17/03/2016 Last modified: 04/07/2017
    Creating and sustaining cultures of compliance: insights from psychology and beyond. ... Published: 26 May 2016. Market based finance looks set to continue to transform the way the world creates, distributes and manages money, credit and risk.

29. Senior Managers and Certification Regime

    Tasks for regulated firms Published: 06/07/2015 Last modified: 06/02/2023
    The Senior Managers and Certification Regime (SM&CR) changed how people working in financial services are regulated. See how it applies to your firm.

30. Transparency

    How we operate Published: 06/04/2016 Last modified: 20/12/2021
    The FCA sets out to be as open and accountable as possible, so it can be scrutinised by consumers, firms and Parliament. To do this the FCA publishes information about regulated firms and individuals, or it requires firms and individuals to do so.

31. Final Notice 2015: David Caplin [pdf]

    Final notices Published: 22/01/2015 Last modified: 22/01/2015
    This final notice refers to breaches of APER 7 and FIT, related to wholesale conduct, benchmarks, culture/governance, lack of fitness and propriety in the trading firms sector. We imposed a fine and a prohibition.

32. Data strategy 2020

    Data Published: 07/01/2020 Last modified: 23/06/2022
    The data strategy sets out the FCA's vision for 2024 and how it will make better use of its data and analytics to transform how it regulates and delivers its Mission.

33. Final Notice 2015: Jeremy Kraft [pdf]

    Final notices Published: 22/01/2015 Last modified: 22/01/2015
    This final notice refers to breaches of APER 6, APER 7 and FIT, related to wholesale conduct, benchmarks, culture/governance, lack of fitness and propriety in the trading firms sector. We imposed a fine and a prohibition.

34. Whistleblowing in practice: Case studies

    Firms Published: 21/10/2020 Last modified: 01/02/2024
    Are you thinking about blowing the whistle on wrongdoing? Find out how whistleblowing can help the FCA to act and how the FCA protects other firms.