Search results
Showing 153 to 162 of 239 search results for managers to transform culture.
-
Forms
List of all forms on fca.org.uk For Handbook forms, please use the Handbook forms page. -
Culture and Governance
Read about the FCA's work on culture and governance, including details of how to get involved. -
Our Perimeter Report
Our perimeter (remit) determines the activities we regulate and the level of protection consumers can expect when they buy financial services and products -
Speech: Shadow banking - the potential risks and rewards
managers. Even more to the point, there is a long history of lending by banks that was so imprudent that bank crises ensued. ... insurance companies. credit hedge funds. asset managers. Analysis by Riasi using the Porter Diamond suggests that MBF is not -
Financial Stability Board publishes Peer Review of UK remuneration regime
A joint statement with the PRA welcoming the Financial Stability Board’s (FSB) Peer Review of the UK’s compensation regime. -
Whistleblowing in UK branches of foreign banks: PS17/7
This Policy Statement introduces our final rules on whistleblowing requirements for UK branches of foreign banks. It does not apply to UK branches of overseas insurers. -
Dual-regulated firms Remuneration Code (SYSC 19D)
How SYSC 19D applies to dual-regulated firms, comprising banks, building societies and PRA-designated investment firms. -
A regulatory perspective: measuring and assessing culture, now and in the future, the role of purpose and the importance of D&I
Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at the IA Culture in Investment Management Forum -
The rationale for the FCA’s Mission and the context which the FCA operates in
Speech by Andrew Bailey, Chief Executive at the FCA, delivered at City Banquet, Mansion House. -
FCA consults on how to extend the Senior Managers Regime to benchmark administrators
FCA consults on how to extend the Senior Managers Regime (SMR) to benchmark administrators -
Review of host Authorised Fund Management firms
We wanted to test the viability of the host AFM business models and assess whether conflicts of interests were being effectively managed. -
FCA launches campaign to encourage individuals to report wrongdoing
The campaign, 'In confidence, with confidence', encourages individuals working in financial services to report potential wrongdoing to the FCA.