Search results

Showing 122 to 131 of 303 search results for legal form as provided for in the register.

122. Forms

     List of all forms on fca.org.uk  For Handbook forms, please use the Handbook forms page.

123. National private placement regime (NPPR)

     Investment managers Published: 26/05/2016 Last modified: 10/02/2023
     Find out more about the NPPR, including the different regulations, how to market under NPPR and reporting obligations.

124. PRIIPs Regulation

     Tasks for regulated firms Published: 03/12/2015 Last modified: 13/02/2023
     Regulations for packaged retail investment products (PRIIPs) began in January 2018. Learn more about the definitions of PRIIPs products and who this regulation affects.

125. Exemptions from short-selling requirements

     Markets Short selling Published: 12/05/2016 Last modified: 31/08/2023
     The EU Short Selling Regulation (SSR) introduced a private and public notification regime for investors. Learn more about exemptions, requirements, ESMA and SSR.

126. Small electronic money institution (small EMI)

     Last modified: 23/08/2019
     provide payment services through agents); the FCA will update the Financial Services Register to reflect that these businesses will no longer be registered. ... providing these services in the UK from 13 January 2018 without authorisation, but they will

127. Draft information for consumers: dealing with financial difficulties during coronavirus

     Guidance consultations Published: 22/05/2020 Last modified: 16/08/2021
     FCA proposes draft information for consumers on dealing with financial difficulties during coronavirus

128. Mutual societies: forms

     Tasks for firms Published: 01/08/2015 Last modified: 03/04/2024
     Find the forms you need to apply to register as a mutual society and send us updates.

129. Scheme documents

     Tasks for firms Published: 05/08/2015 Last modified: 18/07/2023
     You must submit the latest versions of scheme documents to us, including when changes are made, and follow our naming conventions and scheme numbers.

130. Mini-bonds

     Consumers Know your rights Published: 17/05/2019 Last modified: 06/06/2022
     Find out about mini-bonds and why retail investors should exercise caution when buying them.

131. Allianz Global Investors (Clone of EEA Authorised firm)

     Warnings Published: 07/05/2020 Last modified: 12/07/2021
     Allianz Global Investors (Clone of EEA Authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and

132. FCA’s work on market abuse and manipulation – update 17 June 2022

     News stories Published: 17/06/2022 Last modified: 18/06/2022
     Explaining the work we do to tackle market abuse and manipulation.