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Showing 11 to 20 of 913 search results for know your customer.

  1. Change of legal status

    Tasks for regulated firms Published: 07/08/2015 Last modified: 23/03/2018
    If we authorise your firm and you are thinking of changing its legal status, eg, from a partnership to a limited company - you must apply for authorisation for the new company.
  2. How to claim compensation if a firm fails

    Consumers Complaints and compensation Published: 19/04/2016 Last modified: 16/04/2020
    If you are owed money by a financial firm that goes bust, you may be entitled to compensation. Find out more.
  3. IRHP: background to the review

    Consumers Know your rights Published: 26/05/2016 Last modified: 21/11/2016
    Information on why the review was conducted. 
  4. Relending by high-cost lenders

    Firms Multi-firm reviews Published: 06/08/2020 Last modified: 07/08/2020
    This report sets out our review findings of relending by firms in the high-cost lenders portfolio.
  5. Regulatory sandbox - cohort 5

    Focus areas Tasks for regulated firms Published: 29/04/2019 Last modified: 20/05/2019
    29 businesses have been accepted into cohort 5 of the regulatory sandbox to test innovative products, services, business models and delivery mechanisms.
  6. General insurance brokers: acting for commercial customers

    Tasks for regulated firms Published: 09/02/2016 Last modified: 04/12/2018
    Understand what we expect of general insurance brokers who arrange premium finance plans.
  7. Insurance: business practice, suitability and eligibility

    Tasks for regulated firms Published: 09/02/2016 Last modified: 04/12/2016
    The rules in ICOBS 7 were amended so they were closer to the wording in the Distance Marketing of Consumer Financial Services Directive (DMD). The requirements applying to insurers are unchanged.
  8. Changes in mortgage regulation

    Speeches Published: 11/11/2015 Last modified: 11/11/2015
    Speech by Jonathan Davidson, Director of Supervision – Retail and Authorisations, delivered at the Council of Mortgage Lenders conference, London. This is the text of the speech as drafted, which may differ from the delivered version.
  9. Regulatory sandbox - cohort 3

    Focus areas Tasks for regulated firms Published: 16/06/2017 Last modified: 11/01/2018
    Find out about the 18 businesses that have been accepted into cohort 3 of the regulatory sandbox to test innovative products, services, business models and delivery mechanisms.
  10. Preparing your firm for Brexit: end of the transition period

    Firms Published: 12/07/2018 Last modified: 28/07/2020
    Considerations to help firms consider if or how they will be affected by the end of the transition period, and what action they may need to take.