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Showing 11 to 20 of 1004 search results for know your customer.

11. How Brexit could affect you

    Consumers Know your rights Published: 08/11/2018 Last modified: 04/01/2021
    Read our information for consumers and small businesses about how Brexit may have affected your financial products and services.

12. How to complain

    Consumers Complaints and compensation Published: 19/04/2016 Last modified: 18/01/2021
    Financial firms we regulate must have a procedure in place for resolving disputes with their customers and respond to you within set deadlines.

13. Mortgage advice

    Know your rights Published: 04/04/2016 Last modified: 03/09/2020
    When you apply for a mortgage, you might speak to a mortgage adviser, or you might research your own deal. Find out what each approach means for you.

14. Change of legal status

    Tasks for regulated firms Published: 07/08/2015 Last modified: 23/03/2018
    If we authorise your firm and you are thinking of changing its legal status, eg, from a partnership to a limited company - you must apply for authorisation for the new company.

15. Cryptoassets

    Consumers Published: 07/03/2019 Last modified: 11/01/2021
    Find out about the regulation of cryptoassets (including 'cryptocurrencies' such as Bitcoin and Litecoin) and the risks of investing.

16. Request Innovation Hub support

    New firm authorisation Published: 11/05/2015 Last modified: 14/01/2021
    Through the FCA Innovation we encourage and support innovation in financial markets and ultimately promote effective competition. How to request our support.

17. Investment Managers

    Investment managers Last modified: 18/11/2020
    Investment managers need to be authorised and utilise the available support to best help consumers. Find useful links, publications and expectations for investment management firms.

18. Knowing your customer and assessing their needs

    Tasks for regulated firms Published: 21/12/2015 Last modified: 16/05/2016
    If you provide financial advice to retail clients, it's important to assess each customer's needs before making recommendations.

19. Regulatory sandbox - cohort 5

    Focus areas Tasks for regulated firms Published: 29/04/2019 Last modified: 20/05/2019
    29 businesses have been accepted into cohort 5 of the regulatory sandbox to test innovative products, services, business models and delivery mechanisms.

20. 2020 Disclosure Log

    Last modified: 15/01/2021
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2020.