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Showing 81 to 90 of 358 search results for introduced by MiFID II.

81. MiFID II Client Categorisation [pdf]

    Impact assessments Published: 04/07/2018

82. MiFID II: applications for permissions needed now

    News stories Published: 19/06/2017 Last modified: 19/06/2017
    MiFID II applies from 3 January 2018, and will deliver some important changes to financial services regulation in the UK.

83. MiFID II Disclosure Requirements [pdf]

    Impact assessments Published: 04/07/2018

84. A Better View

    Speeches Published: 20/09/2017 Last modified: 20/09/2017
    Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the AFME European Compliance and Legal Conference 2017

85. Periodic auctions

    Research insights Published: 25/06/2018 Last modified: 28/06/2018
    With MiFID II altering the landscape of equity markets, we take a look at this emerging trading format – with the help of data. 

86. MiFID II Research and Inducement [pdf]

    Impact assessments Published: 04/07/2018

87. MiFID II: applications received after 3 July 2017

    News stories Published: 25/07/2017 Last modified: 25/07/2017
    MiFID II applies from 3 January 2018, and will deliver some important changes to financial services regulation in the UK.

88. Trading Venue Notifications (RMs, MTFs, OTFs) [pdf]

    Documents Published: 06/11/2017
    Trading venue MiFID notification and application guide.

89. MIFID II Ancillary Activity Exemption – Notification Guide [pdf]

    Documents Published: 19/07/2017
    Use this gudie when submitting an annual notification confirming use of the ancilliary activity exemption.

90. Minutes of the MiFID II implementation: Trade Association Roundtable, February 2016 [pdf]

    Meeting minutes Published: 14/03/2016 Last modified: 14/03/2016
    From the meeting held on 22 February 2016.