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Showing 101 to 110 of 357 search results for introduced by MiFID II.
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Minutes of the MiFID II implementation: Trade Association Roundtable, November 2016 [pdf]
From the meeting held on 22 November 2016. -
Minutes of the MiFID II implementation: Trade Association Roundtable, February 2017 [pdf]
From the meeting held on 23 February 2017. -
Minutes of the MiFID II implementation: Trade Association Roundtable, January 2017 [pdf]
From the meeting held on 26 January 2017. -
MiFID II passporting application form: Branch passport [pdf]
MiFID II notice of intention to establish a branch or change branch particulars. -
Trading venue reporting form – MiFID II Article 32/52 trading suspensions, removals and restorations [docx]
UK trading venues must communicate the decisions to suspend, remove or restore a financial instrument (and any relevant related derivatives) from trading to the FCA. -
MiFID II – Application and notification user guide [pdf]
This user guide helps firms to decide which applications and notifications they should make to prepare for the implementation of MiFID II. -
MiFID II passporting application form: service passport [pdf]
MiFID II notice of intention to provide cross-border services or to amend existing cross-border services passport -
MiFID II Conduct Forum, April 2016: presentation [pdf]
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Minutes of the meeting of the MiFID II implementation roundtable [pdf]
Held on 8 June 2015 -
Minutes of the meeting of the MiFID II implementation roundtable [pdf]
Held on 17 July 2015