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Showing 161 to 170 of 284 search results for internal audit report.

161. Business Plan 2022/23

     Business plans Published: 07/04/2022 Last modified: 27/04/2022
     The FCA Business Plan details the work we'll do over the next 12 months to help deliver the commitments in our Strategy.

162. Announcement of preliminary accounts: technical Q&A for firms

     Markets Published: 22/03/2020 Last modified: 21/09/2020
     Questions and answers relating to the moratorium on the publication of preliminary financial statements.

163. Turning technology against criminals

     Speeches Published: 22/05/2018 Last modified: 24/05/2018
     Speech by Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered at the Anti-Money Laundering TechSprint, London

164. Consumer Credit and the FCA: one year on

     Speeches Published: 11/03/2015 Last modified: 11/03/2015
     Not quantum. In other words, the core question here is not just: to what extent can you 'manage' an industry, or audit it, if you like? ... Indeed, we today published a report into the impact of annual summaries, text alerts and mobile banking apps in

165. Fair and effective markets review

     Speeches Published: 14/07/2015 Last modified: 23/10/2015
     The definitions are noted in the report: clear, transparent and honest, liquid, robust, competitive and well-managed. ... Finally, to talk about the report’s principles to guide fairer and more effective market structures.

166. Culture and conduct - extending the accountability regime

     Speeches Published: 20/09/2017 Last modified: 20/09/2017
     Speech by Jonathan Davidson, Director of Supervision – Retail and Authorisations at the FCA, delivered at City and Financial Summit, London.

167. Practical implications of US law on EU practice

     Speeches Published: 19/01/2017 Last modified: 20/01/2017
     Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the Practising Law Institute’s annual seminar on securities regulation in Europe.

168. The FCA and Practitioner Panel 2022/23 survey findings

     News stories Published: 20/07/2023 Last modified: 20/07/2023
     The survey gathered feedback on how we are doing in regulating the financial services industry.

169. The fight against skimmers and scammers

     Speeches Published: 05/09/2019 Last modified: 05/09/2019
     Speech by Charles Randell, Chair of the FCA, delivered at the Cambridge Economic Crime Symposium.

170. Credit transfers and direct debits in euro (SEPA)

     Tasks for regulated firms Published: 05/01/2016 Last modified: 10/02/2023
     Payment service providers (PSPs) carrying out credit transfers or direct debits in euro, may be subject to specific requirements under the SEPA Regulation.