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Showing 151 to 160 of 284 search results for internal audit report.
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Prescribed Persons Annual Report 2022/23
The FCA is reporting on the whistleblowing disclosures made to it, under the Prescribed Persons Regulations 2017 covering April 2022 to 31 March 2023. -
Money laundering and terrorist financing
Find out more about the regulations and risk-based approach to anti-money laundering. -
Financial promotions quarterly data 2021 Q2
The FCA publishes data on the number of financial promotions that have been amended or withdrawn due to non-compliance with the FCA's rules. This data is for 2021 Q2. -
Financial promotions quarterly data 2021 Q3
The FCA publishes data on the number of financial promotions that have been amended or withdrawn due to non-compliance with the FCA's rules. This data is for 2021 Q3. -
Cost of living consumer credit data collection
More information on the collection of data from consumer credit firms so we can monitor and assess the impact of the rising cost of living on consumers -
Business Plan 2023/24
The FCA's Business Plan details the work it will do over the next 12 months to help deliver the commitments in its Strategy. -
Independent review of the Connaught Income Fund Series 1
An independent review into the FSA’s – and subsequently the FCA’s – approach to, implementation and oversight of the Connaught Income Fund Series 1. -
FCA publicly censures Redcentric PLC for market abuse
The FCA has today issued a public censure to to Redcentric PLC (Redcentric) for committing market abuse between 9 November 2015 and 7 November 2016. -
Synthetic Data Expert Group update on progress
Find out about the progress the SDEG is making towards providing practical and tangible synthetic data insights for practitioners and policymakers. -
The growth of the UK credit card market
Speech by Martin Wheatley, Chief Executive, the FCA, at Credit Today's Credit Summit, London. This is the text of the speech as drafted, which may differ from the delivered version.