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Showing 121 to 130 of 280 search results for internal audit report.

121. Pilot general insurance value measures data

     Data Published: 08/09/2020 Last modified: 31/10/2022
     Find out about the FCA's fourth publication of value measures data under our General insurance (GI) value measures pilot.

122. Best of British Conference

     Speeches Published: 14/11/2014 Last modified: 30/01/2015
     Speech by Tracey McDermott, Director of Enforcement and Financial Crime at the Financial Conduct Authority (FCA), delivered at the Best of British Conference hosted by JP Morgan, London. This is the text of the speech as drafted, which may differ

123. Environmental sustainability

     About us How we operate Published: 03/04/2016 Last modified: 15/04/2024
     Find out how the FCA is working to become a more sustainable organisation.

124. Speech: Beyond economics?

     Insight Published: 25/01/2017 Last modified: 28/02/2017
     The SEC’s problem was that large numbers of firms reported financial information and it mostly did not know which reports were false.It used latent dirichletanalysis to detect language clusters: ... Or to de-bias decisions - for example how to reduce

125. Primary Market Bulletin 36

     Newsletters Published: 15/11/2021 Last modified: 23/11/2021
     In this special edition we introduce specific Task Force on Climate-related Financial Disclosures (TCFD) aligned climate-related disclosure requirements for listed companies.

126. Creating and sustaining cultures of compliance: insights from psychology and beyond

     Insight Published: 16/12/2016 Last modified: 17/02/2017
     Similarly, having people sign declarations that they will report truthfully before they fill in tax returns or make insurance claims can reduce dishonesty. ... There is evidence to suggest that making the regulator responsible for vetting staff ethics

127. Saluting our sisters for Black History Month

     Blogs Published: 10/10/2023 Last modified: 11/10/2023
     To mark Black History Month 2023, this blog by Therese Chambers offers a personal reflection and talks about our work to support positive change.

128. Market Watch 69

     Newsletters Published: 17/05/2022 Last modified: 17/05/2022
     In this Market Watch, we discuss firms’ arrangements for market abuse surveillance, drawing on our observations from engaging with small and medium-sized firms.

129. Cost of living consumer credit data collection

     Firms Published: 01/11/2022 Last modified: 07/05/2024
     More information on the collection of data from consumer credit firms so we can monitor and assess the impact of the rising cost of living on consumers

130. Appointed representatives and networks

     Tasks for firms Published: 05/08/2015 Last modified: 19/07/2023
     Principals often have networks of appointed representatives (ARs). Find out how to control your networks to reduce risks to your business.