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Showing 152 to 161 of 722 search results for integrity through culture.

152. Culture and Governance

     Read about the FCA's work on culture and governance, including details of how to get involved.

153. Competing on integrity

     Speeches Published: 14/11/2013 Last modified: 30/09/2016
     Speech by Martin Wheatley, Chief Executive of the FCA, at the CFA European Investment Conference. This is the text of the speech as drafted, which may differ from the delivered version.

154. The business of social purpose

     Speeches Published: 26/11/2020 Last modified: 26/11/2020
     A speech by Jonathan Davidson, Executive Director of Supervision – Retail and Authorisations, on the business of social purpose.

155. Supervision

     About us How we regulate Published: 18/04/2016 Last modified: 13/12/2023
     Find out about the FCA's approach to supervising firms, including why we supervise and how we divide the financial sectors we regulate.

156. Ethics and Economics

     Speeches Published: 04/03/2014 Last modified: 05/03/2014
     Speech by Martin Wheatley, Chief Executive of the FCA, to the Worshipful Company of International Bankers, London 4 March 2014. This is the text of the speech as drafted, which may differ from the delivered version.

157. Market Watch 76

     Newsletters Published: 30/01/2024 Last modified: 31/01/2024
     Newsletter on market conduct and transaction reporting issues, October 2023.

158. Operational Resilience

     Tasks for firms Published: 17/05/2017 Last modified: 04/03/2024
     We set out the requirements of our policy and how to report an operational disruption.

159. Regulating in a recovery

     Speeches Published: 13/11/2014 Last modified: 13/11/2014
     Speech by John-Griffith Jones, FCA Chairman, at the CASS Business School, London. This is the text of the speech as drafted, which may differ from the delivered version.

160. Market Watch 77

     Newsletters Published: 14/02/2024 Last modified: 14/02/2024
     Newsletter on market conduct and transaction reporting issues, February 2024.

161. Approved Persons Regime

     Tasks for firms Published: 12/05/2015 Last modified: 27/04/2023
     Approved persons carry out certain activities on a firm's behalf and must be regulated by us. Learn about our requirements, conduct rules and 'fit and proper' test.

162. Credit rating agencies

     Focus areas Published: 07/01/2019 Last modified: 30/11/2023
     Any legal person wishing to issue credit ratings in the UK for regulatory purposes, publicly or by subscription, will need to be registered or certified with the FCA.