Search results
Showing 72 to 81 of 17672 search results for individual a warning.
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FCA Warning List of unauthorised firms
Search our Warning List to find details of unauthorised firms and individuals that we’re aware of, that aren’t allowed to operate in the UK. -
Warning Notice Statement 23/5 [pdf]
The FCA gave 3 individuals warning notices on 17 February 2023 proposing to take action in respect of the conduct summarised in this statement. -
Enforcement
Find out more about FCA enforcement powers, including how we protect consumers and act against firms and individuals that don’t meet our standards. -
Copy trading
Copy trading allows investors to trade by automatically copying another investor's trades, and this is often classed as portfolio or investment management. -
Nothing to fear from high standards
Speech by Martin Wheatley, Chief Executive of the FCA, delivered at Bloomberg. This is the text of the speech as drafted, which may differ from the delivered version. -
List of industry guidance
FCA list of industry guidance -
Mortgage fraud
If you mislead a lender about the sale price of your home, you could be committing fraud. Find out how this crime works and how to protect yourself. -
Side pockets
Side pockets could affect anyone who invests in funds that are exposed to Russian assets. Find out more about how side pockets work and what investors can expect. -
Warning Notice Statement 23/2 [pdf]
The FCA gave an individual a warning notice on 6 March 2023 proposing to take action in respect of the conduct summarised in this statement. -
Warning Notice Statement 23/3 [pdf]
The FCA gave an individual a warning notice on 6 March 2023 proposing to take action in respect of the conduct summarised in this statement. -
Privacy notice
The FCA's privacy notice explains how and why it uses your personal data.