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Showing 62 to 71 of 17672 search results for individual a warning.

62. FCA Warning List of unauthorised firms

    Search our Warning List to find details of unauthorised firms and individuals that we’re aware of, that aren’t allowed to operate in the UK.

63. Mini-bonds

    Consumers Know your rights Published: 17/05/2019 Last modified: 06/06/2022
    Find out about mini-bonds and why retail investors should exercise caution when buying them.

64. Protect yourself from scams

    Consumers Scams Published: 09/08/2017 Last modified: 11/08/2023
    Scams can be sophisticated, but if it sounds too good to be true, it probably is. Find out how to spot the warning signs of investment, pension and other financial scams.

65. Appointed Representatives help: Connect

    Registers and systems Published: 04/05/2016 Last modified: 09/02/2023
    Find out which points you should review before completing an Appointed Representative’s application.

66. Chair

    About us Who we are Published: 06/04/2016 Last modified: 21/02/2023
    Read about the responsibilities of the FCA Chair.

67. Ynglŷn â'r FCA

    About us Published: 11/04/2016 Last modified: 18/12/2023
    Yr Awdurdod Ymddygiad Ariannol (FCA), yw'r rheoleiddiwr ymddygiad ar gyfer bron i 60,000 o gwmnïau gwasanaethau ariannol yn y DU a'r rheoleiddiwr darbodus ar gyfer dros 18,000 o'r cwmnïau hynny.​​

68. Pension scams

    Consumers Scams Published: 10/08/2017 Last modified: 20/03/2023
    Don’t let a scammer enjoy your retirement. Find out how pension scams work, how to avoid them, and what to do if you suspect a scam.

69. Warning Notice Statement 24/2 [pdf]

    Warning notices Published: 21/02/2024
    The FCA gave two individuals warning notices on 13 July 2023 proposing to take action in respect of the conduct summarised in this statement.

70. Personal data and enforcement

    Last modified: 22/02/2023
    How and why the FCA uses personal data to carry out its enforcement functions.

71. Warning Notice Statement 24/1 [pdf]

    Warning notices Published: 08/01/2024
    The FCA gave an individual a warning notice on 16 November 2023 proposing to take action in respect of the conduct summarised in this statement.

72. Warning Notice Statement 23/1 [pdf]

    Warning notices Published: 06/03/2023
    The FCA gave the following 2 individuals warning notices on 28 September 2022 proposing to take action (being the imposition of financial penalties) in respect of the conduct summarised in this statement.