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Showing 52 to 61 of 17672 search results for individual a warning.

52. FCA Warning List of unauthorised firms

    Search our Warning List to find details of unauthorised firms and individuals that we’re aware of, that aren’t allowed to operate in the UK.

53. Warning notice statement 14/12 – Individual [pdf]

    Warning notices Published: 08/08/2014 Last modified: 08/08/2014
    The Financial Conduct Authority (the FCA) gave an individual a warning notice on 18 June 2014 proposing to take action in respect of the conduct summarised in this statement.

54. Warning notice statement 14/13 – Individual [pdf]

    Warning notices Published: 08/08/2014 Last modified: 08/08/2014
    The Financial Conduct Authority (the FCA) gave an individual a Warning Notice on 15 May 2014 proposing to take action in respect of the conduct summarised in this statement.

55. Warning notice statement 14/15 – Individual [pdf]

    Warning notices Published: 08/08/2014 Last modified: 08/08/2014
    The Financial Conduct Authority (the FCA) gave an individual a warning notice on 18 June 2014 proposing to take action in respect of the conduct summarised in this statement.

56. Warning notice statement 14/10 – Individual [pdf]

    Warning notices Published: 12/05/2014 Last modified: 13/05/2014
    The Financial Conduct Authority (the FCA) gave an individual a Warning Notice on 24 March 2014 proposing to take action in respect of the conduct summarised in this statement.

57. Warning notice statement 17/2 – Individual [pdf]

    Warning notices Published: 06/02/2017
    The Financial Conduct Authority (the FCA) gave an individual a Warning Notice on 17 January 2017 proposing to take action in respect of the conduct summarised in this statement.

58. Warning notice statement 17/3 – Individual [pdf]

    Warning notices Published: 24/02/2017
    The Financial Conduct Authority (the FCA) gave an individual a Warning Notice on 26 January 2017 proposing to take action in respect of the conduct summarised in this statement.

59. Warning notice statement 17/4 – Individual [pdf]

    Warning notices Published: 24/02/2017
    The Financial Conduct Authority (the FCA) gave an individual a Warning Notice on 26 January 2017 proposing to take action in respect of the conduct summarised in this statement.

60. Warning notice statement 17/1 – Individual [pdf]

    Warning notices Published: 13/01/2017
    The Financial Conduct Authority (the FCA) gave an individual a Warning Notice on 12 December 2016 proposing to take action in respect of the conduct summarised in this statement.

61. Consumers

    Consumers Last modified: 31/10/2023
    Consumers can find out about their rights with banking, insurance, mortgages and financial advice, and how to complain or avoid scams.

62. Individual rights request

    Last modified: 22/11/2022
    Individual rights request. First published: 24/05/2018 Last updated: 22/11/2022. Share page. ... We've designed this form to help you send the FCA an individual rights request under the UK General Data Protection Regulation (UK GDPR) (which is