Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 171 to 180 of 222 search results for indigo income limited.

  1. Effective compliance with the Market Abuse Regulation – a state of mind

    Speeches Published: 14/11/2017 Last modified: 15/11/2017
    the interplay of the full spectrum of laws, rules and guidance aimed at tackling market abuse in our market, including but not limited to MAR. ... to monitor and perform surveillance for all types of abuse in fixed income and commodity markets.

  2. FCA fines and bans former Investment Analyst at Aviva Investors

    Press Releases Published: 17/11/2015 Last modified: 03/09/2016
    The Financial Conduct Authority (FCA) has today fined Mothahir Miah, a former Investment Analyst at Aviva Investors Global Services Limited (Aviva Investors), £139,000 and banned him from performing any function ... This is because the culture within

  3. Financial Lives 2022 survey - Key findings from the May 2022 survey: Executive summary

    Financial Lives Published: 26/07/2023 Last modified: 26/07/2023
    Executive summary for the key findings from the FCA’s Financial Lives February 2022 survey.

  4. New evidence on liquidity in UK corporate bond markets

    Research insights Published: 15/02/2017 Last modified: 28/02/2017
    This page summarises our most recent research into liquidity conditions in the UK corporate bond market.

  5. Data on Defined Benefits pension transfer activities - February 2022

    FOI Release Date of Release: 28/02/2022
    The FCA answers multiple questions regarding Defined Benefits Pension Transfer activities.

  6. Improving the Appointed Representatives regime through greater use of data

    Data Published: 28/09/2023 Last modified: 03/10/2023
    This publication includes data from the FCA's 2021 and 2022 data requests sent to principal firms and authorisation information collected from firms. It also outlines how the FCA is improving the Appointed Representatives’ Regime (AR) regime and

  7. Capita Financial Managers to pay up to £66 million for the benefit of investors in the Connaught Income Fund, Series 1

    Press Releases Published: 10/11/2017 Last modified: 10/11/2017
    The Financial Conduct Authority has today announced that Capita Financial Managers Limited (CFM) has been publicly censured and will pay up to £66 million to those investors who suffered loss as a result of investing in the Guaranteed Low Risk

  8. 5 million pension savers could put their retirement savings at risk to scammers

    Press Releases Published: 07/08/2019 Last modified: 07/08/2019
    The FCA and The Pensions Regulator are warning the public about fraudsters targeting people’s retirement savings. This warning comes as new research suggests that 42% of pension savers, which would equate over 5 million people across the UK, could

  9. Supporting consumers through tough times – priorities for credit regulation

    Speeches Published: 23/03/2022 Last modified: 20/03/2024
    Speech by Brian Corr, Interim Director of Retail Lending at the FCA, delivered at Credit Summit 2022

  10. Supporting material for applications by consumer credit, mortgage and other consumer finance firms

    Firm authorisation Published: 15/11/2023 Last modified: 13/12/2023
    If you're applying to be authorised by the FCA, find out what supporting material to include in your application and how to prepare everything.