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Showing 122 to 131 of 537 search results for inclusive culture.

  1. Tackling the hard questions

    Speeches Published: 28/04/2016 Last modified: 18/01/2017
    Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the Thomson Reuters Annual Compliance & Risk Summit on 26 April 2016, in London. This is the text of the speech as drafted, which may differ from the
  2. Fair treatment of customers

    Tasks for regulated firms Published: 12/05/2015 Last modified: 15/02/2023
    All firms must be able to show consistently that fair treatment of customers is at the heart of their business model. Learn more about what is expected.
  3. Hart Culture C.I.C. / Hart Culture Credit Union

    Warnings Published: 15/11/2022 Last modified: 15/11/2022
    Hart Culture C.I.C. / Hart Culture Credit Union is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  4. Webinar transcript assessment of culture [pdf]

    Transcripts Published: 04/02/2020
    Read our webinar transcript on assessment of culture hosted by Jonathan Davidson.
  5. Senior Managers and Certification Regime

    Tasks for regulated firms Published: 06/07/2015 Last modified: 06/02/2023
    The Senior Managers and Certification Regime (SM&CR) changed how people working in financial services are regulated. See how it applies to your firm.
  6. Our pay gap data 2021

    Data Published: 15/07/2021 Last modified: 13/07/2022
    Our pay gap data for 2021, including gender, disability and ethnicity.
  7. Credit rating agencies

    Focus areas Published: 07/01/2019 Last modified: 30/11/2023
    Any legal person wishing to issue credit ratings in the UK for regulatory purposes, publicly or by subscription, will need to be registered or certified with the FCA.
  8. The journey to a sustainable credit market

    Speeches Published: 26/03/2015 Last modified: 26/03/2015
    Speech by Christopher Woolard, Director of Strategy & Competition, FCA, delivered at the Credit Summit. This is the text of the speech as drafted, which may differ from the delivered version.
  9. DP18/2: Transforming culture in financial services [pdf]

    Discussion papers Published: 12/03/2018
  10. Final notice 2016: W H Ireland Limited [pdf]

    Final notices Published: 23/02/2016 Last modified: 23/02/2016
    This final notice refers to breaches of PRIN 3 and SYSC related to market protection, culture/governance and conflicts of interest in the wealth management and private banking sector. We imposed a fine and restriction.