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Showing 52 to 61 of 221 search results for including legal form as provided for in the register.

52. Forms

    List of all forms on fca.org.uk  For Handbook forms, please use the Handbook forms page.

53. Internal investigations by firms

    Speeches Published: 05/11/2015 Last modified: 05/11/2015
    Speech by Jamie Symington, Director in Enforcement (Wholesale, Unauthorised Business and Intelligence), FCA, delivered at the Pinsent Masons Regulatory Conference 2015 on 5 November 2015. This is the text of the speech as drafted, which may differ

54. Legal and General Recovery (clone of FCA authorised firms)

    Warnings Published: 03/12/2021 Last modified: 03/12/2021
    Legal and General Recovery (clone of FCA authorised firms) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm

55. UK SFTR reporting obligation

    Markets Published: 11/03/2020 Last modified: 23/10/2023
    We explain the UK Securities Financing Transactions Regulation (SFTR) reporting requirements and what they mean for your firm.

56. Vanguard Investments / Vanguard Asset Management (clone of FCA authorised firms and FCA recognised products)

    Warnings Published: 17/01/2019 Last modified: 13/07/2021
    Vanguard Investments is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself from

57. Regulated covered bonds

    Firms Regulated markets Published: 13/05/2016 Last modified: 08/02/2023
    Covered bonds are a type of secured bond usually backed by mortgages or public sector loans. Read about the UK regulated covered bonds regime.

58. TFC Payback / FundsBack Ltd / TFA Payback / TFE Payback

    Warnings Published: 22/08/2022 Last modified: 09/06/2023
    TFC Payback / FundsBack Ltd / TFA Payback / TFE Payback is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

59. Galahad & Co. / galahadandco.co.uk / Galahad Legal and Financial / galahadlaw.co.uk

    Warnings Published: 01/11/2023 Last modified: 08/05/2024
    Galahad & Co. / galahadandco.co.uk / Galahad Legal and Financial / galahadlaw.co.uk is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

60. Apply to become a sponsor

    Markets Published: 04/05/2016 Last modified: 16/12/2022
    If your firm is looking to act as a Sponsor, there are several steps. Read more about the application process and what happens after you're approved.

61. BlackRock Advisors (UK) Ltd / BlackRock Investment Management (Clone of FCA Authorised firm)

    Warnings Published: 12/03/2020 Last modified: 02/10/2023
    BlackRock Advisors (UK) Ltd / BlackRock Investment Management (Clone of FCA Authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of

62. Business interruption insurance

    Firms Focus areas Published: 11/05/2020 Last modified: 30/04/2024
    Find out about how we obtained legal clarity on business interruption (BI) insurance during the coronavirus (Covid-19) crisis.