Search results
Showing 32 to 41 of 221 search results for including legal form as provided for in the register.
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Forms
List of all forms on fca.org.uk For Handbook forms, please use the Handbook forms page. -
UK EMIR news
Read our archive of news relating to EMIR dating back to August 2013. -
MLA D: Lending - business flow and rates FAQs
MLA D: Lending - business flow and rates FAQs -
Comparison of banking providers’ fraud controls
This page contains information about banks’ fraud controls. It is intended to enable consumers and consumer groups to compare how banks protect their customers against fraud, and to help consumers to make better informed choices about their -
Improving the Appointed Representatives regime through greater use of data
This publication includes data from the FCA's 2021 and 2022 data requests sent to principal firms and authorisation information collected from firms. It also outlines how the FCA is improving the Appointed Representatives’ Regime (AR) regime and -
Implementing Technology Change
This review sets out the findings from our cross-Financial Services change management review which looked at how financial firms manage technology change, the impact of change failures and the practices utilised within the industry to help reduce -
FCA operating service metrics 2022/23
This report sets out how the FCA performed in 2022/23 against 54 operating service metrics, including how it dealt with regulatory applications, telephone enquiries and other correspondence. -
FCA outcomes and metrics
The FCA is committed to being clear about how it is accountable for its progress. On this page the FCA sets out its outcomes and the metrics it will use to measure them. -
Apply for fund recognition
Investment funds that are structured as collective investment schemes must be authorised or recognised by us to be promoted to retail investors in the UK. -
Credit reporting: Interim Working Group (IWG)
The interim working group (IWG) aims to produce recommendations to the FCA on the new Credit Reporting Governance Body. Find out more about this work. -
Register a new legal status: Electronic money and payment institutions
The FCA provides information on how an electronic money or payment institution (PI) can change its legal status with us.